SEC Form 5 · accession 0001127602-19-005594
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cory Freyer
Other
Period of report
Dec 31, 2018
Accepted (ET)
Feb 13, 2019 · 2:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jul 11, 2018 | W | 175,811 | $0.00 | A | 183,811 | D | |
| Class A Common Stock | Jul 11, 2018 | W | 175,811 | $0.00 | D | 0 | I | Held in deceased Spouse's Trust |
| Class A Common Stock | Jul 11, 2018 | W | 10,200 | $0.00 | D | 0 | I | Held in deceased Spouse's Trust |
| Class A Common Stock | holding | — | — | — | 0 | I | Deceased Spouse's Proportionate Membership interest in shares held by Abigail LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 0 | 0 | D |
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 0 | 0 | I |
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 0 | 0 | I |
Explanation of responses
- F1N/A