SEC Form 5 · accession 0001127602-19-005593

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Other

Period of report

Dec 31, 2018

Accepted (ET)

Feb 13, 2019 · 2:46 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	Nov 2, 2018	G	60	$0.00	D	30,650	D
Class A Common Stock	May 6, 2015	G	4,000	$0.00	A	30,650	D
Class A Common Stock^F1	May 6, 2015	G	4,000	$0.00	D	0	I	Co-Trustee of Revocable Trust held for step-mother
Class A Common Stock	Oct 10, 2018	G	81	$0.00	D	30,650	D
Class A Common Stock	Mar 2, 2018	G	318	$0.00	D	30,650	D
Class A Common Stock^F1	May 6, 2015	G	20,000	$0.00	D	0	I	Co-Trustee of Revocable Trust held for step-mother
Class A Common Stock	holding	—	—		—	100	I	Trust U/A Dtd 08/26/1998 FBO David Taplin

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	29,381	29,381	D
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	100	100	I