SEC Form 5 · accession 0001127602-19-005592
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Dec 31, 2018
Accepted (ET)
Feb 13, 2019 · 2:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 4, 2015 | G | 2,861 | $0.00 | D | 18,625 | D | |
| Class A Common StockF1 | Mar 19, 2018 | J | 2,661 | $0.00 | D | 18,625 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1,F2 | — | May 17, 2018 | J | 2,661 | D | — | — | Class A Common Stock | 2,661 | 18,625 | D |
| Class B Common StockF2 | — | Nov 4, 2015 | G | 2,861 | D | — | — | Class A Common Stock | 2,861 | 18,625 | D |
Explanation of responses
- F1Transfer of shares made pursuant to the terms of the GST
- F2N/A