SEC Form 5 · accession 0001127602-19-005591

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Other

Period of report

Dec 31, 2018

Accepted (ET)

Feb 13, 2019 · 2:42 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	Oct 25, 2018	J	46,140	$0.00	A	0	I	Shares held in Trust for which Reporting person is both Trustee and Beneficiary.
Class A Common Stock	Oct 25, 2018	J	46,140	$0.00	D	0	I	Held by Trust FBO of Reporting Person dated 1/21/1966.
Class A Common Stock	Jul 23, 2018	G	58,775	$0.00	D	0	I	Proportionate Membership interest in shares held by Abigail LLC
Class A Common Stock	Nov 7, 2018	G	248,263	$0.00	D	0	I	Shares held in Trust for which Reporting person is both Trustee and Beneficiary.
Class A Common Stock	Nov 7, 2018	G	248,263	$0.00	A	248,263	I	Held in Trust: 2018 Taplin Annuity Trust #3
Class A Common Stock^F1	holding	—	—		—	41,072	I	Reporting Person serves as co-trustee of Trusts FBO grandchildren.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F2	—	Nov 7, 2018	G	66,000	D	—	—	Class A Common Stock	66,000	114,383	I
Class B Common Stock^F2	—	Nov 7, 2018	G	66,000	A	—	—	Class A Common Stock	66,000	66,000	I
Class B Common Stock^F1,F2	—	holding	—	—	—	—	—	Class A Common Stock	59,170	59,170	I
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	433,140	433,140	I