SEC Form 5 · accession 0001127602-19-005590
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Theodore D Taplin
Other
Period of report
Dec 31, 2018
Accepted (ET)
Feb 13, 2019 · 2:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jul 23, 2018 | G | 19,591 | $0.00 | A | 108,844 | I | Proportionate Membership interest in shares held by Abigail LLC |
| Class A Common Stock | holding | — | — | — | 44,457 | D | ||
| Class A Common Stock | holding | — | — | — | 28 | I | Held by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 15,180 | 15,180 | D |
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 1,957 | 1,957 | I |
Explanation of responses
- F1N/A