SEC Form 4/A · accession 0001127602-19-003719

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Other

Period of report

Dec 27, 2018

Accepted (ET)

Feb 4, 2019 · 4:00 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2,F3	Dec 27, 2018	P	1	$58.03	A	90	I	Spouse's proportionate interest in shares held by Rankin Associates V
Class A Common Stock^F1,F3	Dec 27, 2018	P	1	$57.52	A	199	I	Spouse's proportionate interests in shares held by Rankin Associates VI
Class A Common Stock^F1	Dec 27, 2018	P	1	$57.52	A	281	I	Reporting Person?s trust?s proportionate interests in shares held by Rankin Associates VI
Class A Common Stock^F1,F2,F3	Dec 27, 2018	P	3	$58.03	A	202	I	Spouse's proportionate interests in shares held by Rankin Associates VI
Class A Common Stock^F1,F2	Dec 27, 2018	P	4	$58.03	A	285	I	Reporting Person?s trust?s proportionate interests in shares held by Rankin Associates VI
Class A Common Stock^F1,F2	Dec 27, 2018	P	8	$58.03	A	527	I	Child's proportionate limited partnership interest in shares held by RA VI
Class A Common Stock	holding	—	—		—	669	I	Child's proportionate limited partnership interest in shares held by RA II LP
Class A Common Stock^F3	holding	—	—		—	10,895	I	Spouse's proportionate interests in shares held by Rankin Associates II
Class A Common Stock^F3	holding	—	—		—	769	I	Held by a Trust for the benefit of Reporting Person's Spouse

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	669	669	I
Class B Common Stock^F3,F4	—	holding	—	—	—	—	—	Class A Common Stock	10,895	10,895	I
Class B Common Stock^F3,F4	—	holding	—	—	—	—	—	Class A Common Stock	10,027	10,027	I

F1Shares purchased pursuant to 10b5-1 plan
F22018-Dec-27 -Block 1 Weighted Average- Share Price represents average price between $58.00 and 58.65.
F3Reporting Person disclaims beneficial ownership of all such shares.
F4N/A