SEC Form 4 · accession 0001127602-19-001575
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
James T. Rankin Jr.
Other
Period of report
Jan 4, 2019
Accepted (ET)
Jan 8, 2019 · 1:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Jan 4, 2019 | P | 1 | $63.06 | A | 550 | I | Proportionate interest in shares held by Rankin Associates VI |
| Class A Common StockF1,F3 | Jan 4, 2019 | P | 22 | $64.14 | A | 572 | I | Proportionate interest in shares held by Rankin Associates VI |
| Class A Common Stock | holding | — | — | — | 569 | I | proportionate limited partnership interest in shares held by Rankin Associates II |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF4 | — | holding | — | — | — | — | — | Class A Common Stock | 569 | 569 | I |
Explanation of responses
- F1Shares purchased pursuant to 10b5-1 plan
- F22019-Jan-4 -Block 1 Weighted Average- Share Price represents average price between $62.81 and $63.77.
- F32019-Jan-4 -Block 2 Weighted Average- Share Price represents average price between $63.95 and $64.20.
- F4N/A