SEC Form 4 · accession 0001127602-19-001569

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Julia L Rankin

Other

Period of report

Jan 4, 2019

Accepted (ET)

Jan 8, 2019 · 1:07 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2,F3	Jan 4, 2019	P	1	$63.06	A	551	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F2	Jan 4, 2019	P	1	$63.06	A	551	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F2	Jan 4, 2019	P	1	$63.06	A	551	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Jan 4, 2019	P	2	$64.14	A	465	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4,F3	Jan 4, 2019	P	2	$64.14	A	553	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Jan 4, 2019	P	2	$64.14	A	553	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Jan 4, 2019	P	2	$64.14	A	553	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F3	holding	—	—		—	712	I	Child's proportionate limited partnership interest in shares held by Rankin Associates II, LP
Class A Common Stock^F3	holding	—	—		—	240	I	By Spouse
Class A Common Stock	holding	—	—		—	13,997	I	proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock	holding	—	—		—	93	I	proportionate interest in shares held by Rankin Associates V
Class A Common Stock	holding	—	—		—	10,242	I	Held by Trust for the benefit of Reporting Person
Class A Common Stock	holding	—	—		—	567	I	Child's proportionate limited partnership interest in shares held by Rankin Associates II, LP

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F3,F5	—	holding	—	—	—	—	—	Class A Common Stock	712	712	I
Class B Common Stock^F3,F5	—	holding	—	—	—	—	—	Class A Common Stock	240	240	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	13,997	13,997	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	10,072	10,072	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	567	567	I

Explanation of responses

F1Shares purchased pursuant to 10b5-1 plan
F22019-Jan-4 -Block 1 Weighted Average- Share Price represents average price between $62.81 and $63.77.
F3Reporting Person disclaims beneficial ownership of all such shares.
F42019-Jan-4 -Block 2 Weighted Average- Share Price represents average price between $63.95 and $64.20.
F5N/A