SEC Form 4 · accession 0001127602-19-001562
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Jan 4, 2019
Accepted (ET)
Jan 8, 2019 · 1:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Jan 4, 2019 | P | 1 | $63.06 | A | 552 | I | Proportionate interest of shares held by Rankin Associates VI held in trust |
| Class A Common StockF1,F3 | Jan 4, 2019 | P | 2 | $64.14 | A | 554 | I | Proportionate interest of shares held by Rankin Associates VI held in trust |
| Class A Common Stock | holding | — | — | — | 677 | I | proportionate partnership interest shares held by AMR Associates LP | |
| Class A Common Stock | holding | — | — | — | 4,513 | D | ||
| Class A Common Stock | holding | — | — | — | 8,416 | I | Proportionate limited partnership interests in shares held by Rankin Associates II |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF4 | — | holding | — | — | — | — | — | Class A Common Stock | 790 | 790 | I |
| Class B Common StockF4 | — | holding | — | — | — | — | — | Class A Common Stock | 3,683 | 3,683 | D |
| Class B Common StockF4 | — | holding | — | — | — | — | — | Class A Common Stock | 8,416 | 8,416 | I |
Explanation of responses
- F1Shares purchased pursuant to 10b5-1 plan
- F22019-Jan-4 -Block 1 Weighted Average- Share Price represents average price between $62.81 and $63.77.
- F32019-Jan-4 -Block 2 Weighted Average- Share Price represents average price between $63.95 and $64.20.
- F4N/A