SEC Form 4 · accession 0001127602-19-001271

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Other

Period of report

Jan 2, 2019

Accepted (ET)

Jan 4, 2019 · 4:13 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	Jan 2, 2019	P	904	$62.2563	A	41,566	I	Held by Trust for the benefit of Reporting Person.
Class A Common Stock^F1,F2	Jan 2, 2019	P	2	$61.89	A	542	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1	Jan 2, 2019	P	4	$62.49	A	546	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1	Jan 3, 2019	P	904	$61.7578	A	42,470	I	Held by Trust for the benefit of Reporting Person.
Class A Common Stock^F1,F3	Jan 3, 2019	P	6	$61.74	A	552	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	holding	—	—		—	42,666	I	proportionate limited partnership interest in shares held by Rankin Associates I, L.P held in trust
Class A Common Stock	holding	—	—		—	25,099	I	proportionate limited partnership interests in shares held by RA II, L.P., held in a trust
Class A Common Stock	holding	—	—		—	46,182	I	proportionate limited partnership interest in shares of Rankin Associates IV, L.P held in trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	747	747	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	76,330	76,330	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	25,099	25,099	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	73,166	73,166	I

F1Shares purchased pursuant to 10b5-1 plan
F22019-Jan-2 Weighted Average - Share Price represents average price between $61.18 and $62.00.
F32019-Jan-3 Weighted Average - Share Price represents average price between $61.46 and $61.82.
F4N/A