SEC Form 4 · accession 0001127602-19-001263

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Thomas Parker Rankin

Other

Period of report

Jan 2, 2019

Accepted (ET)

Jan 4, 2019 · 4:07 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2	Jan 2, 2019	P	2	$61.89	A	540	I	Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock^F1,F2	Jan 2, 2019	P	2	$61.89	A	540	I	Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock^F1,F2	Jan 2, 2019	P	2	$61.89	A	457	I	Proportionate interest in Rankin Associates VI
Class A Common Stock^F1	Jan 2, 2019	P	4	$62.49	A	544	I	Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock^F1	Jan 2, 2019	P	4	$62.49	A	544	I	Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock^F1	Jan 2, 2019	P	2	$62.49	A	459	I	Proportionate interest in Rankin Associates VI
Class A Common Stock^F1,F3	Jan 3, 2019	P	1	$61.74	A	93	I	proportionate interest in shares held by Rankin Associates V
Class A Common Stock^F1,F3	Jan 3, 2019	P	5	$61.74	A	549	I	Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock^F1,F3	Jan 3, 2019	P	5	$61.74	A	549	I	Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock^F1,F3	Jan 3, 2019	P	5	$61.74	A	464	I	Proportionate interest in Rankin Associates VI
Class A Common Stock	holding	—	—		—	569	I	Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc II shares
Class A Common Stock	holding	—	—		—	761	I	Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc II shares
Class A Common Stock	holding	—	—		—	8,492	I	By Trust
Class A Common Stock	holding	—	—		—	16,134	I	Represents Reporting Person's proportionate interest in shares held by Rankin Associates II, L.P.

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	569	569	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	761	761	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	8,322	8,322	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	16,134	16,134	I

Explanation of responses

F1Shares purchased pursuant to 10b5-1 plan
F22019-Jan-2 Weighted Average - Share Price represents average price between $61.18 and $62.00.
F32019-Jan-3 Weighted Average - Share Price represents average price between $61.46 and $61.82.
F4N/A