SEC Form 4 · accession 0001127602-19-001241

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Other

Period of report

Jan 2, 2019

Accepted (ET)

Jan 4, 2019 · 3:49 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2	Jan 2, 2019	P	1	$62.49	A	92	I	Proportionate interest in shares held by Rankin Associates V
Class A Common Stock^F1,F3,F2	Jan 2, 2019	P	2	$61.89	A	456	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F2	Jan 2, 2019	P	2	$62.49	A	458	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4,F2	Jan 3, 2019	P	1	$61.74	A	93	I	Proportionate interest in shares held by Rankin Associates V
Class A Common Stock^F1,F4,F2	Jan 3, 2019	P	5	$61.74	A	463	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	holding	—	—		—	17,987	I	proportionate LP interest in shares held by RA II LP which is held in a trust
Class A Common Stock	holding	—	—		—	3,738	I	Held by Trust fbo Reporting Person
Class A Common Stock	holding	—	—		—	1,516	I	Held by Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	17,987	17,987	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	3,738	3,738	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	751	751	I

F1Shares purchased pursuant to 10b5-1 plan
F2held in trust u/a/d 8/12/2012
F32019-Jan-2 Weighted Average - Share Price represents average price between $61.18 and $62.00.
F42019-Jan-3 Weighted Average - Share Price represents average price between $61.46 and $61.82.
F5N/A