SEC Form 4 · accession 0001127602-19-001225

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

David B Williams

Other

Period of report

Jan 2, 2019

Accepted (ET)

Jan 4, 2019 · 3:38 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2	Jan 2, 2019	P	452	$62.2563	A	100,841	I	Held by trust for the benefit of Reporting Person's Spouse
Class A Common Stock^F1,F2	Jan 2, 2019	P	1	$62.49	A	92	I	Spouse's proportionate interests in shares held by Rankin Associates V
Class A Common Stock^F1,F3,F2	Jan 2, 2019	P	2	$61.89	A	457	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Jan 2, 2019	P	2	$61.89	A	542	I	Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Jan 2, 2019	P	2	$61.89	A	541	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Jan 2, 2019	P	2	$61.89	A	541	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F2	Jan 2, 2019	P	2	$62.49	A	459	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1	Jan 2, 2019	P	4	$62.49	A	546	I	Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1	Jan 2, 2019	P	4	$62.49	A	545	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1	Jan 2, 2019	P	4	$62.49	A	545	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F2	Jan 3, 2019	P	452	$61.7578	A	101,293	I	Held by trust for the benefit of Reporting Person's Spouse
Class A Common Stock^F1,F4,F2	Jan 3, 2019	P	1	$61.74	A	93	I	Spouse's proportionate interests in shares held by Rankin Associates V
Class A Common Stock^F1,F4,F2	Jan 3, 2019	P	5	$61.74	A	464	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Jan 3, 2019	P	6	$61.74	A	552	I	Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Jan 3, 2019	P	6	$61.74	A	551	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Jan 3, 2019	P	6	$61.74	A	551	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	holding	—	—		—	5,524	I	Spouse's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock^F2	holding	—	—		—	49,811	I	Spouse's proportionate interests in shares held by Rankin Associates I.
Class A Common Stock^F2	holding	—	—		—	11,750	I	Spouse's proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F2	holding	—	—		—	32,369	I	Spouse's proportionate interests in shares held by Rankin Associates IV.
Class A Common Stock	holding	—	—		—	3,162	D
Class A Common Stock	holding	—	—		—	7,104	I	proportionate LP interest in shares held by RA II, L.P
Class A Common Stock	holding	—	—		—	677	I	Child's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock^F2	holding	—	—		—	9,945	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F2	holding	—	—		—	2,983	I	Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child
Class A Common Stock	holding	—	—		—	677	I	Child's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock^F2	holding	—	—		—	8,570	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F2	holding	—	—		—	4,357	I	Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	6,435	6,435	I
Class B Common Stock^F2,F5	—	holding	—	—	—	—	—	Class A Common Stock	89,105	89,105	I
Class B Common Stock^F2,F5	—	holding	—	—	—	—	—	Class A Common Stock	11,750	11,750	I
Class B Common Stock^F2,F5	—	holding	—	—	—	—	—	Class A Common Stock	51,283	51,283	I
Class B Common Stock^F2,F5	—	holding	—	—	—	—	—	Class A Common Stock	58,586	58,586	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	2,332	2,332	D
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	7,104	7,104	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	790	790	I
Class B Common Stock^F2,F5	—	holding	—	—	—	—	—	Class A Common Stock	9,945	9,945	I
Class B Common Stock^F2,F5	—	holding	—	—	—	—	—	Class A Common Stock	2,152	2,152	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	790	790	I
Class B Common Stock^F2,F5	—	holding	—	—	—	—	—	Class A Common Stock	8,570	8,570	I
Class B Common Stock^F2,F5	—	holding	—	—	—	—	—	Class A Common Stock	3,528	3,528	I

Explanation of responses

F1Shares purchased pursuant to 10b5-1 plan
F2Reporting Person disclaims beneficial ownership of all such shares.
F32019-Jan-2 Weighted Average - Share Price represents average price between $61.18 and $62.00.
F42019-Jan-3 Weighted Average - Share Price represents average price between $61.46 and $61.82.
F5N/A