SEC Form 4 · accession 0001127602-19-000150

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Chloe R Seelbach

Other

Period of report

Dec 28, 2018

Accepted (ET)

Jan 2, 2019 · 2:36 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2	Dec 28, 2018	P	1	$61.63	A	91	I	proportionate interest in shares held by Rankin Associates V
Class A Common Stock^F1,F3	Dec 28, 2018	P	2	$61.09	A	446	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Dec 28, 2018	P	3	$61.09	A	530	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Dec 28, 2018	P	3	$61.09	A	530	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Dec 28, 2018	P	3	$61.09	A	530	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Dec 28, 2018	P	3	$61.09	A	530	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F2	Dec 28, 2018	P	3	$61.63	A	449	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F2	Dec 28, 2018	P	3	$61.63	A	533	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Dec 28, 2018	P	2	$61.63	A	532	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F2	Dec 28, 2018	P	2	$61.63	A	532	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F2	Dec 28, 2018	P	2	$61.63	A	532	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Dec 31, 2018	P	1	$62.35	A	92	I	proportionate interest in shares held by Rankin Associates V
Class A Common Stock^F1,F5	Dec 31, 2018	P	4	$61.81	A	453	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F5	Dec 31, 2018	P	4	$61.81	A	537	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F5	Dec 31, 2018	P	4	$61.81	A	536	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F5	Dec 31, 2018	P	4	$61.81	A	536	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F5	Dec 31, 2018	P	4	$61.81	A	536	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Dec 31, 2018	P	1	$62.35	A	454	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Dec 31, 2018	P	1	$62.35	A	538	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Dec 31, 2018	P	2	$62.35	A	538	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Dec 31, 2018	P	2	$62.35	A	538	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Dec 31, 2018	P	2	$62.35	A	538	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	holding	—	—		—	10,497	I	Reporting Person?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock	holding	—	—		—	7,326	I	Held by Trust for the benefit of Reporting Person.
Class A Common Stock^F6	holding	—	—		—	563	I	Reporting Person is trustee of Trust fbo minor child.
Class A Common Stock^F6	holding	—	—		—	722	I	Held by spouse
Class A Common Stock^F6	holding	—	—		—	1,321	I	Spouse's proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F6	holding	—	—		—	475	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F6	holding	—	—		—	722	I	Reporting Person is trustee of Trust fbo minor child.
Class A Common Stock^F6	holding	—	—		—	853	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F7	—	holding	—	—	—	—	—	Class A Common Stock	10,497	10,497	I
Class B Common Stock^F7	—	holding	—	—	—	—	—	Class A Common Stock	10,756	10,756	I
Class B Common Stock^F6,F7	—	holding	—	—	—	—	—	Class A Common Stock	563	563	I
Class B Common Stock^F6,F7	—	holding	—	—	—	—	—	Class A Common Stock	722	722	I
Class B Common Stock^F6,F7	—	holding	—	—	—	—	—	Class A Common Stock	1,321	1,321	I
Class B Common Stock^F6,F7	—	holding	—	—	—	—	—	Class A Common Stock	475	475	I
Class B Common Stock^F6,F7	—	holding	—	—	—	—	—	Class A Common Stock	722	722	I
Class B Common Stock^F6,F7	—	holding	—	—	—	—	—	Class A Common Stock	853	853	I
Class B Common Stock^F6,F7	—	holding	—	—	—	—	—	Class A Common Stock	634	634	I

Explanation of responses

F1Shares purchased pursuant to 10b5-1 plan
F22018-Dec-28 -Block 2 Weighted Average- Share Price represents average price between $61.50 and $62.09.
F32018-Dec-28 -Block 1 Weighted Average- Share Price represents average price between $60.50 and $61.49.
F42018-Dec-31 -Block 2 Weighted Average- Share Price represents average price between $62.25 and $62.45.
F52018-Dec-31 -Block 1 Weighted Average- Share Price represents average price between $61.20 and $62.19.
F6Reporting Person disclaims beneficial ownership of all such shares.
F7N/A