SEC Form 4 · accession 0001127602-19-000141

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Julia L Rankin

Other

Period of report

Dec 28, 2018

Accepted (ET)

Jan 2, 2019 · 2:12 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2	Dec 28, 2018	P	1	$61.63	A	91	I	proportionate interest in shares held by Rankin Associates V
Class A Common Stock^F1,F3	Dec 28, 2018	P	2	$61.09	A	446	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3,F4	Dec 28, 2018	P	3	$61.09	A	530	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Dec 28, 2018	P	3	$61.09	A	530	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Dec 28, 2018	P	3	$61.09	A	530	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F2	Dec 28, 2018	P	3	$61.63	A	449	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F2,F4	Dec 28, 2018	P	3	$61.63	A	533	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F2	Dec 28, 2018	P	2	$61.63	A	532	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F2	Dec 28, 2018	P	2	$61.63	A	532	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F5	Dec 31, 2018	P	1	$62.35	A	92	I	proportionate interest in shares held by Rankin Associates V
Class A Common Stock^F1,F6	Dec 31, 2018	P	4	$61.81	A	453	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F6,F4	Dec 31, 2018	P	4	$61.81	A	537	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F6	Dec 31, 2018	P	4	$61.81	A	536	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F6	Dec 31, 2018	P	4	$61.81	A	536	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F5	Dec 31, 2018	P	1	$62.35	A	454	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F5,F4	Dec 31, 2018	P	1	$62.35	A	538	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F5	Dec 31, 2018	P	2	$62.35	A	538	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F5	Dec 31, 2018	P	2	$62.35	A	538	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F4	holding	—	—		—	712	I	Child's proportionate limited partnership interest in shares held by Rankin Associates II, LP
Class A Common Stock^F4	holding	—	—		—	240	I	By Spouse
Class A Common Stock	holding	—	—		—	13,997	I	proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock	holding	—	—		—	10,242	I	Held by Trust for the benefit of Reporting Person
Class A Common Stock	holding	—	—		—	567	I	Child's proportionate limited partnership interest in shares held by Rankin Associates II, LP

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F4,F7	—	holding	—	—	—	—	—	Class A Common Stock	712	712	I
Class B Common Stock^F4,F7	—	holding	—	—	—	—	—	Class A Common Stock	240	240	I
Class B Common Stock^F7	—	holding	—	—	—	—	—	Class A Common Stock	13,997	13,997	I
Class B Common Stock^F7	—	holding	—	—	—	—	—	Class A Common Stock	10,072	10,072	I
Class B Common Stock^F7	—	holding	—	—	—	—	—	Class A Common Stock	567	567	I

Explanation of responses

F1Shares purchased pursuant to 10b5-1 plan
F22018-Dec-28 -Block 2 Weighted Average- Share Price represents average price between $61.50 and $62.09.
F32018-Dec-28 -Block 1 Weighted Average- Share Price represents average price between $60.50 and $61.49.
F4Reporting Person disclaims beneficial ownership of all such shares.
F52018-Dec-31 -Block 2 Weighted Average- Share Price represents average price between $62.25 and $62.45.
F62018-Dec-31 -Block 1 Weighted Average- Share Price represents average price between $61.20 and $62.19.
F7N/A