SEC Form 4 · accession 0001127602-19-000100

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Alfred M Et Al Rankin

Officer — Chairman · Director

Period of report

Dec 28, 2018

Accepted (ET)

Jan 2, 2019 · 1:34 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2	Dec 28, 2018	P	95	$61.09	A	112,716	I	Reporting Person Serves as Trustee for GSTs for the Benefit of Clara R. Williams
Class A Common Stock^F1,F3	Dec 28, 2018	P	94	$61.63	A	112,810	I	Reporting Person Serves as Trustee for GSTs for the Benefit of Helen R. Butler
Class A Common Stock^F1,F3	Dec 28, 2018	P	94	$61.63	A	112,810	I	Reporting Person Serves as Trustee for GSTs for the Benefit of Clara R. Williams
Class A Common Stock^F1,F3	Dec 28, 2018	P	1	$61.63	A	246	I	Represents the proportionate interest in shares held by RAVI
Class A Common Stock^F1,F3	Dec 28, 2018	P	2	$61.63	A	534	I	Spouse's proportionate interest in shares held by RA VI
Class A Common Stock^F1,F3	Dec 28, 2018	P	3	$61.63	A	535	I	Brother's Proportionate interest in share held by Rankin Associates VI
Class A Common Stock^F1,F4	Dec 31, 2018	P	301	$61.9539	A	13,543	I	Serves as trustee of trust for the benefit of Clara Rankin
Class A Common Stock^F1	Dec 31, 2018	P	603	$61.9539	A	126,909	I	Reporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr.
Class A Common Stock^F1,F5	Dec 31, 2018	P	1,206	$61.9539	A	75,194	I	spouse serves as Trustee of a Trust for the benefit of Victoire G. Rankin
Class A Common Stock^F1,F5	Dec 31, 2018	P	904	$61.9539	A	40,662	I	Reporting person serves as Trustee of a Trust for the benefit of Bruce T. Rankin
Class A Common Stock^F1,F6	Dec 31, 2018	P	1	$61.81	A	69	I	Proportionate Interest in shares held by RA5 held by Rankin Management Inc.
Class A Common Stock^F1,F6	Dec 31, 2018	P	83	$61.81	A	14,601	I	Serves as Trustee of Trust fbo Clara Rankin representing interest in shares held by RA5
Class A Common Stock^F1,F6	Dec 31, 2018	P	4	$61.81	A	585	I	Represents the proportionate interest in shares held by RA5
Class A Common Stock^F1,F6	Dec 31, 2018	P	84	$61.81	A	112,894	I	Reporting Person Serves as Trustee for GSTs for the Benefit of Helen R. Butler
Class A Common Stock^F1,F6	Dec 31, 2018	P	84	$61.81	A	112,894	I	Reporting Person Serves as Trustee for GSTs for the Benefit of Clara R. Williams
Class A Common Stock^F1,F7	Dec 31, 2018	P	30	$62.35	A	14,631	I	Serves as Trustee of Trust fbo Clara Rankin representing interest in shares held by RA5
Class A Common Stock^F1,F7	Dec 31, 2018	P	1	$62.35	A	586	I	Represents the proportionate interest in shares held by RA5
Class A Common Stock	holding	—	—		—	21,920	I	Represents the proportionate limited partnership interest in shares held by AMR Associates LP
Class A Common Stock	holding	—	—		—	14,752	I	Held in an Individual Retirement Account for the benefit of the Reporting Person.
Class A Common Stock	holding	—	—		—	10,271	I	proportionate LP interest in shares held by RA I in qualified annuity interest trust-benefit of AMR
Class A Common Stock	holding	—	—		—	541	I	Represents the proportionate limited partnership interest in shares held by Rankin Associates II, LP
Class A Common Stock	holding	—	—		—	19	I	proportionate general partnership interest shares held by RAIV
Class A Common Stock	holding	—	—		—	1,087	I	Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class A Common Stock	holding	—	—		—	1,975	I	proportionate LP interest in shares of RA II LP held by Rankin Management Inc as general partner
Class A Common Stock	holding	—	—		—	85	I	Proportionate Interest in shares held by RA6 held by Rankin Management Inc.
Class A Common Stock^F5	holding	—	—		—	18,625	I	Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin.
Class A Common Stock^F5	holding	—	—		—	42,666	I	proportionate LP interest in shares held by RA I LP held in trust for benefit of Bruce Rankin
Class A Common Stock^F5	holding	—	—		—	25,099	I	proportionate LP interest in shares held by RA II LP held in trust for benefit of Bruce Rankin
Class A Common Stock^F5	holding	—	—		—	46,182	I	Trustee of a Trust for the benefit of Bruce T Rankin, Trust's proportionate interest of RAIV
Class A Common Stock^F5	holding	—	—		—	9,600	I	Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F8	—	holding	—	—	—	—	—	Class A Common Stock	25,524	25,524	I
Class B Common Stock^F8	—	holding	—	—	—	—	—	Class A Common Stock	14,160	14,160	I
Class B Common Stock^F8	—	holding	—	—	—	—	—	Class A Common Stock	17,556	17,556	I
Class B Common Stock^F8	—	holding	—	—	—	—	—	Class A Common Stock	18,373	18,373	I
Class B Common Stock^F8	—	holding	—	—	—	—	—	Class A Common Stock	541	541	I
Class B Common Stock^F8	—	holding	—	—	—	—	—	Class A Common Stock	31	31	I
Class B Common Stock^F8	—	holding	—	—	—	—	—	Class A Common Stock	1,721	1,721	I
Class B Common Stock^F8	—	holding	—	—	—	—	—	Class A Common Stock	1,975	1,975	I
Class B Common Stock^F5,F8	—	holding	—	—	—	—	—	Class A Common Stock	18,625	18,625	I
Class B Common Stock^F5,F8	—	holding	—	—	—	—	—	Class A Common Stock	76,330	76,330	I
Class B Common Stock^F5,F8	—	holding	—	—	—	—	—	Class A Common Stock	25,099	25,099	I
Class B Common Stock^F8	—	holding	—	—	—	—	—	Class A Common Stock	73,166	73,166	I
Class B Common Stock^F5,F8	—	holding	—	—	—	—	—	Class A Common Stock	747	747	I
Class B Common Stock^F5,F8	—	holding	—	—	—	—	—	Class A Common Stock	9,600	9,600	I
Class B Common Stock^F8	—	holding	—	—	—	—	—	Class A Common Stock	94,809	94,809	I
Class B Common Stock^F8	—	holding	—	—	—	—	—	Class A Common Stock	94,809	94,809	I
Class B Common Stock^F5,F8	—	holding	—	—	—	—	—	Class A Common Stock	21,006	21,006	I

Explanation of responses

F1Shares purchased pursuant to 10b5-1 plan
F22018-Dec-28 -Block 1 Weighted Average- Share Price represents average price between $60.50 and $61.49.
F32018-Dec-28 -Block 2 Weighted Average- Share Price represents average price between $61.50 and $62.09.
F4Reporting person serves as Trust for Clara L.T. Rankin Trust
F5Reporting Person disclaims beneficial ownership of all such shares.
F62018-Dec-31 -Block 1 Weighted Average- Share Price represents average price between $61.20 and $62.19.
F72018-Dec-31 -Block 2 Weighted Average- Share Price represents average price between $62.25 and $62.45.
F8N/A