SEC Form 4 · accession 0001127602-19-000096

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Other

Period of report

Dec 28, 2018

Accepted (ET)

Jan 2, 2019 · 1:30 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	Dec 28, 2018	P	855	$61.3602	A	39,758	I	Held by Trust for the benefit of Reporting Person.
Class A Common Stock^F1,F2	Dec 28, 2018	P	2	$61.09	A	532	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Dec 28, 2018	P	3	$61.63	A	535	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1	Dec 31, 2018	P	904	$61.9539	A	40,662	I	Held by Trust for the benefit of Reporting Person.
Class A Common Stock^F1,F4	Dec 31, 2018	P	4	$61.81	A	539	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F5	Dec 31, 2018	P	1	$62.35	A	540	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	holding	—	—		—	42,666	I	proportionate limited partnership interest in shares held by Rankin Associates I, L.P held in trust
Class A Common Stock	holding	—	—		—	25,099	I	proportionate limited partnership interests in shares held by RA II, L.P., held in a trust
Class A Common Stock	holding	—	—		—	46,182	I	proportionate limited partnership interest in shares of Rankin Associates IV, L.P held in trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F6	—	holding	—	—	—	—	—	Class A Common Stock	747	747	I
Class B Common Stock^F6	—	holding	—	—	—	—	—	Class A Common Stock	76,330	76,330	I
Class B Common Stock^F6	—	holding	—	—	—	—	—	Class A Common Stock	25,099	25,099	I
Class B Common Stock^F6	—	holding	—	—	—	—	—	Class A Common Stock	73,166	73,166	I

F1Shares purchased pursuant to 10b5-1 plan
F22018-Dec-28 -Block 1 Weighted Average- Share Price represents average price between $60.50 and $61.49.
F32018-Dec-28 -Block 2 Weighted Average- Share Price represents average price between $61.50 and $62.09.
F42018-Dec-31 -Block 1 Weighted Average- Share Price represents average price between $61.20 and $62.19.
F52018-Dec-31 -Block 2 Weighted Average- Share Price represents average price between $62.25 and $62.45.
F6N/A