SEC Form 4 · accession 0001127602-19-000094
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Dec 28, 2018
Accepted (ET)
Jan 2, 2019 · 1:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Dec 28, 2018 | P | 285 | $61.3602 | A | 13,242 | D | |
| Class A Common StockF1,F2,F3 | Dec 28, 2018 | P | 53 | $61.09 | A | 14,465 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F4,F3 | Dec 28, 2018 | P | 53 | $61.63 | A | 14,518 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1 | Dec 31, 2018 | P | 301 | $61.9539 | A | 13,543 | D | |
| Class A Common StockF1,F5,F3 | Dec 31, 2018 | P | 83 | $61.81 | A | 14,601 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F6,F3 | Dec 31, 2018 | P | 30 | $62.35 | A | 14,631 | I | Proportionate Interest in Shares held by Rankin Associates V |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares purchased pursuant to 10b5-1 plan
- F22018-Dec-28 -Block 1 Weighted Average- Share Price represents average price between $60.50 and $61.49.
- F3Representing proportionate interest in shares held by RA V
- F42018-Dec-28 -Block 2 Weighted Average- Share Price represents average price between $61.50 and $62.09.
- F52018-Dec-31 -Block 1 Weighted Average- Share Price represents average price between $61.20 and $62.19.
- F62018-Dec-31 -Block 2 Weighted Average- Share Price represents average price between $62.25 and $62.45.