SEC Form 4 · accession 0001127602-19-000087
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Griffin B Butler
Other
Period of report
Dec 28, 2018
Accepted (ET)
Jan 2, 2019 · 1:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Dec 28, 2018 | P | 3 | $61.09 | A | 531 | I | proportionate interest in shares held by Rankin Associates VI |
| Class A Common StockF1,F3 | Dec 28, 2018 | P | 3 | $61.63 | A | 534 | I | proportionate interest in shares held by Rankin Associates VI |
| Class A Common StockF1,F4 | Dec 31, 2018 | P | 4 | $61.81 | A | 538 | I | proportionate interest in shares held by Rankin Associates VI |
| Class A Common StockF1,F5 | Dec 31, 2018 | P | 1 | $62.35 | A | 539 | I | proportionate interest in shares held by Rankin Associates VI |
| Class A Common Stock | holding | — | — | — | 677 | I | proportionate partnership interest shares held by AMR Associates LP held in trust | |
| Class A Common Stock | holding | — | — | — | 4,357 | I | Held in Trust for Reporting Person. Father is Custodian. | |
| Class A Common Stock | holding | — | — | — | 8,572 | I | Proportionate limited partnership interests in shares held by Rankin Associates II. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF6 | — | holding | — | — | — | — | — | Class A Common Stock | 790 | 790 | I |
| Class B Common StockF6 | — | holding | — | — | — | — | — | Class A Common Stock | 3,527 | 3,527 | I |
| Class B Common StockF6 | — | holding | — | — | — | — | — | Class A Common Stock | 8,572 | 8,572 | I |
Explanation of responses
- F1Shares purchased pursuant to 10b5-1 plan
- F22018-Dec-28 -Block 1 Weighted Average- Share Price represents average price between $60.50 and $61.49.
- F32018-Dec-28 -Block 2 Weighted Average- Share Price represents average price between $61.50 and $62.09.
- F42018-Dec-31 -Block 1 Weighted Average- Share Price represents average price between $61.20 and $62.19.
- F52018-Dec-31 -Block 2 Weighted Average- Share Price represents average price between $62.25 and $62.45.
- F6N/A