SEC Form 4 · accession 0001127602-18-037562
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Dec 27, 2018
Accepted (ET)
Dec 31, 2018 · 11:40 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Dec 27, 2018 | P | 1 | $58.03 | A | 90 | I | proportionate interest in shares held by Rankin Associates V |
| Class A Common StockF1 | Dec 27, 2018 | P | 1 | $57.52 | A | 199 | I | Reporting Person?s trust?s proportionate interests in shares held by Rankin Associates VI |
| Class A Common StockF1 | Dec 27, 2018 | P | 1 | $57.52 | A | 281 | I | Spouse's proportionate interest in shares held by Rankin Associates VI |
| Class A Common StockF1,F2 | Dec 27, 2018 | P | 3 | $58.03 | A | 202 | I | Reporting Person?s trust?s proportionate interests in shares held by Rankin Associates VI |
| Class A Common StockF1,F2 | Dec 27, 2018 | P | 4 | $58.03 | A | 285 | I | Spouse's proportionate interest in shares held by Rankin Associates VI |
| Class A Common StockF1,F2 | Dec 27, 2018 | P | 8 | $58.03 | A | 527 | I | Child's proportionate interest in shares held by Rankin Associates VI |
| Class A Common Stock | holding | — | — | — | 669 | I | Child's proportionate limited partnership interest in shares held by RA II LP | |
| Class A Common Stock | holding | — | — | — | 10,895 | I | Reporting Person?s trust?s proportionate interests in shares held by Rankin Associates II. | |
| Class A Common Stock | holding | — | — | — | 769 | I | Held by a trust for the benefit of Reporting Person |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF3 | — | holding | — | — | — | — | — | Class A Common Stock | 669 | 669 | I |
| Class B Common StockF3 | — | holding | — | — | — | — | — | Class A Common Stock | 10,895 | 10,895 | I |
| Class B Common StockF3 | — | holding | — | — | — | — | — | Class A Common Stock | 10,027 | 10,027 | I |
Explanation of responses
- F1Shares purchased pursuant to 10b5-1 plan
- F22018-Dec-27 -Block 1 Weighted Average- Share Price represents average price between $58.00 and 58.65.
- F3N/A