SEC Form 4 · accession 0001127602-18-037274
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lynne T Rankin
Other
Period of report
Dec 21, 2018
Accepted (ET)
Dec 26, 2018 · 1:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2,F3 | Dec 21, 2018 | P | 1 | $58.72 | A | 87 | I | Spouse's proportionate interest in shares held by Rankin Associates V |
| Class A Common StockF1,F2 | Dec 21, 2018 | P | 4 | $58.72 | A | 501 | I | Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares |
| Class A Common StockF1,F2 | Dec 21, 2018 | P | 4 | $58.72 | A | 501 | I | Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares |
| Class A Common StockF1,F2,F3 | Dec 21, 2018 | P | 4 | $58.72 | A | 422 | I | Spouse's proportionate interest in shares held by Rankin Associates VI |
| Class A Common StockF1,F2 | Dec 21, 2018 | P | 4 | $58.72 | A | 502 | I | Reporting Person's proportionate interest in shares held in Rankin Associates VI |
| Class A Common StockF1,F2 | Dec 21, 2018 | P | 4 | $58.72 | A | 500 | I | Child's proportionate interest in shares held by Rankin Associates VI |
| Class A Common StockF1,F2 | Dec 21, 2018 | P | 4 | $58.72 | A | 500 | I | Child's proportionate interest in shares held by Rankin Associates VI |
| Class A Common StockF1,F4 | Dec 21, 2018 | P | 3 | $59.18 | A | 504 | I | Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares |
| Class A Common StockF1,F4 | Dec 21, 2018 | P | 3 | $59.18 | A | 504 | I | Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares |
| Class A Common StockF1,F4,F3 | Dec 21, 2018 | P | 2 | $59.18 | A | 424 | I | Spouse's proportionate interest in shares held by Rankin Associates VI |
| Class A Common StockF1,F4 | Dec 21, 2018 | P | 3 | $59.18 | A | 505 | I | Reporting Person's proportionate interest in shares held in Rankin Associates VI |
| Class A Common StockF1,F4 | Dec 21, 2018 | P | 3 | $59.18 | A | 503 | I | Child's proportionate interest in shares held by Rankin Associates VI |
| Class A Common StockF1,F4 | Dec 21, 2018 | P | 3 | $59.18 | A | 503 | I | Child's proportionate interest in shares held by Rankin Associates VI |
| Class A Common Stock | holding | — | — | — | 569 | I | child's proportionate limited partnership interest in shares held by Rankin Associates II | |
| Class A Common StockF3 | holding | — | — | — | 9,562 | I | Spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P | |
| Class A Common StockF3 | holding | — | — | — | 15,853 | I | Shares held by Spouse. | |
| Class A Common Stock | holding | — | — | — | 563 | D | ||
| Class A Common Stock | holding | — | — | — | 862 | I | proportionate limited partnership interests in shares held by Rankin Associates II, L.P | |
| Class A Common StockF3 | holding | — | — | — | 761 | I | Minor child?s proportionate interests in shares held by Rankin Associates II. | |
| Class A Common StockF3 | holding | — | — | — | 1,860 | I | Spouse is co-trustee of Trust fbo niece. Reflects proportionate interests in Rankin Assoc II shares. | |
| Class A Common StockF3 | holding | — | — | — | 645 | I | Spouse serves as co-trustee of a trust for the benefit of minor niece. | |
| Class A Common StockF3 | holding | — | — | — | 1,712 | I | Spouse is co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc II shares | |
| Class A Common StockF3 | holding | — | — | — | 563 | I | Reporting Person's Spouse is co-trustee of the trust of minor nephew |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF5 | — | holding | — | — | — | — | — | Class A Common Stock | 569 | 569 | I |
| Class B Common StockF3,F5 | — | holding | — | — | — | — | — | Class A Common Stock | 9,562 | 9,562 | I |
| Class B Common StockF3,F5 | — | holding | — | — | — | — | — | Class A Common Stock | 15,683 | 15,683 | I |
| Class B Common StockF5 | — | holding | — | — | — | — | — | Class A Common Stock | 563 | 563 | D |
| Class B Common StockF5 | — | holding | — | — | — | — | — | Class A Common Stock | 862 | 862 | I |
| Class B Common StockF3,F5 | — | holding | — | — | — | — | — | Class A Common Stock | 761 | 761 | I |
| Class B Common StockF3,F5 | — | holding | — | — | — | — | — | Class A Common Stock | 1,860 | 1,860 | I |
| Class B Common StockF3,F5 | — | holding | — | — | — | — | — | Class A Common Stock | 645 | 645 | I |
| Class B Common StockF3,F5 | — | holding | — | — | — | — | — | Class A Common Stock | 1,712 | 1,712 | I |
| Class B Common StockF3,F5 | — | holding | — | — | — | — | — | Class A Common Stock | 563 | 563 | I |
Explanation of responses
- F1Shares purchased pursuant to 10b5-1 plan
- F22018-Dec-21 -Block 1 Weighted Average- Share Price represents average price between $58.01 and $59.00.
- F3Reporting Person disclaims beneficial ownership of all such shares.
- F42018-Dec-21 -Block 2 Weighted Average- Share Price represents average price between $59.17 and $59.46.
- F5N/A