SEC Form 4 · accession 0001127602-18-037138

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Chloe O Rankin

Other

Period of report

Dec 20, 2018

Accepted (ET)

Dec 21, 2018 · 2:51 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2	Dec 20, 2018	P	43	$59.58	A	24,647	I	Spouse serves as trustee of GSTs for the benefit of Chloe R. Seelbach
Class A Common Stock^F1,F2	Dec 20, 2018	P	43	$59.58	A	24,647	I	Spouse serves as trustee of GSTs for the benefit of Claiborne Rankin Jr.
Class A Common Stock^F1,F2	Dec 20, 2018	P	43	$59.58	A	24,647	I	Spouse serves as trustee of GSTs for the benefit of Julia Kuipers
Class A Common Stock^F1,F3	Dec 20, 2018	P	1	$58.92	A	78	I	Spouse's interest in shares held by RA6 held by Rankin Management
Class A Common Stock^F1,F3	Dec 20, 2018	P	90	$58.92	A	24,737	I	Spouse serves as trustee of GSTs for the benefit of Chloe R. Seelbach
Class A Common Stock^F1,F3	Dec 20, 2018	P	90	$58.92	A	24,737	I	Spouse serves as trustee of GSTs for the benefit of Claiborne Rankin Jr.
Class A Common Stock^F1,F3	Dec 20, 2018	P	90	$58.92	A	24,737	I	Spouse serves as trustee of GSTs for the benefit of Julia Kuipers
Class A Common Stock^F1,F3	Dec 20, 2018	P	2	$58.92	A	228	I	Spouse's proportionate interest in shares held in Rankin Associates VI
Class A Common Stock^F1,F3	Dec 20, 2018	P	4	$58.92	A	494	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F2	Dec 20, 2018	P	78	$59.58	A	24,815	I	Spouse serves as trustee of GSTs for the benefit of Chloe R. Seelbach
Class A Common Stock^F1,F2	Dec 20, 2018	P	78	$59.58	A	24,815	I	Spouse serves as trustee of GSTs for the benefit of Claiborne Rankin Jr.
Class A Common Stock^F1,F2	Dec 20, 2018	P	78	$59.58	A	24,815	I	Spouse serves as trustee of GSTs for the benefit of Julia Kuipers
Class A Common Stock^F1,F2	Dec 20, 2018	P	1	$59.58	A	229	I	Spouse's proportionate interest in shares held in Rankin Associates VI
Class A Common Stock^F1,F2	Dec 20, 2018	P	3	$59.58	A	497	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	holding	—	—		—	35,857	I	proportionate LP interest in shares held by RA1
Class A Common Stock	holding	—	—		—	2,116	I	proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock	holding	—	—		—	2,283	I	serves as Trustee of a Trust for the benefit of Chloe O. Rankin
Class A Common Stock^F4	holding	—	—		—	19	I	spouses proportionate GP interest in shares of RA IV
Class A Common Stock^F4	holding	—	—		—	14,567	I	spouse proportionate limited partnership interest in shares held by RA I LP
Class A Common Stock^F4	holding	—	—		—	35,628	I	spouse's proportionate interest in shares held by RAII
Class A Common Stock^F4	holding	—	—		—	65,824	I	proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class A Common Stock	holding	—	—		—	553	I	Spouse's Interest in Shares held by Rankin Associates V
Class A Common Stock^F4	holding	—	—		—	1,975	I	spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI)
Class A Common Stock	holding	—	—		—	65	I	Spouse's interest in shares held by RA5 held by Rankin Management
Class A Common Stock	holding	—	—		—	0	I	By Spouse
Class A Common Stock^F4	holding	—	—		—	132,073	I	spouse serves as Trustee of a Trust for the benefit of Claiborne R. Rankin

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1Shares purchased pursuant to 10b5-1 plan
F22018-Dec-20 -Block 2 Weighted Average- Share Price represents average price between $59.43 and $59.90.
F32018-Dec-20 -Block 1 Weighted Average- Share Price represents average price between $58.34 and $59.22.
F4Reporting Person disclaims beneficial ownership of all such shares.