SEC Form 4 · accession 0001127602-18-037136

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Other

Period of report

Dec 19, 2018

Accepted (ET)

Dec 21, 2018 · 2:49 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	Dec 19, 2018	P	753	$61.0566	A	32,797	D
Class A Common Stock^F1,F2	Dec 19, 2018	P	5	$61.06	A	491	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1	Dec 20, 2018	P	1,130	$59.2247	A	33,927	D
Class A Common Stock^F1,F3	Dec 20, 2018	P	4	$58.92	A	495	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Dec 20, 2018	P	3	$59.58	A	498	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	holding	—	—		—	42,666	I	Reporting Person?s proportionate interests in shares held by Rankin Associates I.
Class A Common Stock	holding	—	—		—	25,099	I	Reporting Person?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock	holding	—	—		—	46,182	I	Reporting Person?s proportionate interests in shares held by Rankin Associates IV.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	76,330	76,330	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	25,099	25,099	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	73,166	73,166	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	747	747	D

F1Shares purchased pursuant to 10b5-1 plan
F22018-Dec-19-Weighted Average - Share Price represents average price between $60.86 and $61.40.
F32018-Dec-20 -Block 1 Weighted Average- Share Price represents average price between $58.34 and $59.22.
F42018-Dec-20 -Block 2 Weighted Average- Share Price represents average price between $59.43 and $59.90.
F5N/A