SEC Form 4 · accession 0001127602-18-037113

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Thomas Parker Rankin

Other

Period of report

Dec 19, 2018

Accepted (ET)

Dec 21, 2018 · 1:27 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2	Dec 19, 2018	P	4	$61.06	A	488	I	Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock^F1,F2	Dec 19, 2018	P	4	$61.06	A	488	I	Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock^F1,F2	Dec 19, 2018	P	4	$61.06	A	413	I	Proportionate interest in Rankin Associates VI
Class A Common Stock^F1,F3	Dec 20, 2018	P	1	$58.92	A	86	I	proportionate interest in shares held by Rankin Associates V
Class A Common Stock^F1,F3	Dec 20, 2018	P	4	$58.92	A	492	I	Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock^F1,F3	Dec 20, 2018	P	4	$58.92	A	492	I	Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock^F1,F3	Dec 20, 2018	P	3	$58.92	A	416	I	Proportionate interest in Rankin Associates VI
Class A Common Stock^F1,F4	Dec 20, 2018	P	4	$59.58	A	496	I	Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock^F1,F4	Dec 20, 2018	P	4	$59.58	A	496	I	Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock^F1,F4	Dec 20, 2018	P	2	$59.58	A	418	I	Proportionate interest in Rankin Associates VI
Class A Common Stock	holding	—	—		—	569	I	Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc II shares
Class A Common Stock	holding	—	—		—	761	I	Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc II shares
Class A Common Stock	holding	—	—		—	8,492	I	By Trust
Class A Common Stock	holding	—	—		—	0	D
Class A Common Stock	holding	—	—		—	16,134	I	Represents Reporting Person's proportionate interest in shares held by Rankin Associates II, L.P.

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	569	569	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	761	761	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	8,322	8,322	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	0	0	D
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	16,134	16,134	I

Explanation of responses

F1Shares purchased pursuant to 10b5-1 plan
F22018-Dec-19-Weighted Average - Share Price represents average price between $60.86 and $61.40.
F32018-Dec-20 -Block 1 Weighted Average- Share Price represents average price between $58.34 and $59.22.
F42018-Dec-20 -Block 2 Weighted Average- Share Price represents average price between $59.43 and $59.90.
F5N/A