SEC Form 4 · accession 0001127602-18-037109

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Other

Period of report

Dec 19, 2018

Accepted (ET)

Dec 21, 2018 · 1:21 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2,F3	Dec 19, 2018	P	4	$61.06	A	412	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4,F3	Dec 20, 2018	P	1	$58.92	A	86	I	Proportionate interest in shares held by Rankin Associates V
Class A Common Stock^F1,F4,F3	Dec 20, 2018	P	3	$58.92	A	415	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F5,F3	Dec 20, 2018	P	2	$59.58	A	417	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	holding	—	—		—	17,987	I	proportionate LP interest in shares held by RA II LP which is held in a trust
Class A Common Stock	holding	—	—		—	3,738	I	Held by Trust fbo Reporting Person
Class A Common Stock	holding	—	—		—	1,516	I	Held by Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F6	—	holding	—	—	—	—	—	Class A Common Stock	17,987	17,987	I
Class B Common Stock^F6	—	holding	—	—	—	—	—	Class A Common Stock	3,738	3,738	I
Class B Common Stock^F6	—	holding	—	—	—	—	—	Class A Common Stock	751	751	I

F1Shares purchased pursuant to 10b5-1 plan
F22018-Dec-19-Weighted Average - Share Price represents average price between $60.86 and $61.40.
F3held in trust u/a/d 8/12/2012
F42018-Dec-20 -Block 1 Weighted Average- Share Price represents average price between $58.34 and $59.22.
F52018-Dec-20 -Block 2 Weighted Average- Share Price represents average price between $59.43 and $59.90.
F6N/A