SEC Form 4 · accession 0001127602-18-036772
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Dec 17, 2018
Accepted (ET)
Dec 19, 2018 · 10:28 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Dec 17, 2018 | P | 251 | $62.4785 | A | 10,420 | D | |
| Class A Common StockF1,F2 | Dec 17, 2018 | P | 3 | $61.64 | A | 13,373 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F3,F2 | Dec 17, 2018 | P | 90 | $62.51 | A | 13,463 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1 | Dec 18, 2018 | P | 251 | $62.4261 | A | 10,671 | D | |
| Class A Common StockF1,F2 | Dec 18, 2018 | P | 3 | $61.14 | A | 13,466 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F4,F2 | Dec 18, 2018 | P | 91 | $62.47 | A | 13,557 | I | Proportionate Interest in Shares held by Rankin Associates V |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares purchased pursuant to 10b5-1 plan
- F2Representing proportionate interest in shares held by RA V
- F32018-Dec-17-Weighted Average - Share Price represents average price between $62.10 and $62.75.
- F42018-Dec-18-Weighted Average - Share Price represents average price between $62.00 and $62.49.