Form4insider filings, from the source

SEC Form 4 · accession 0001127602-18-036755

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner
Alfred M Et Al Rankin
Officer — Chairman · Director
Period of report
Dec 17, 2018
Accepted (ET)
Dec 19, 2018 · 10:06 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Class A Common StockF1Dec 17, 2018P1$61.64A220IRepresents the proportionate interest in shares held by RAVI
Class A Common StockF1,F2Dec 17, 2018P1$62.51A76IProportionate Interest in shares held by RA6 held by Rankin Management Inc.
Class A Common StockF1,F2Dec 17, 2018P161$62.51A109,863IReporting Person Serves as Trustee for GSTs for the Benefit of Helen R. Butler
Class A Common StockF1,F2Dec 17, 2018P161$62.51A109,863IReporting Person Serves as Trustee for GSTs for the Benefit of Clara R. Williams
Class A Common StockF1,F2Dec 17, 2018P2$62.51A222IRepresents the proportionate interest in shares held by RAVI
Class A Common StockF1,F2Dec 17, 2018P5$62.51A480ISpouse's proportionate interest in shares held by RA VI
Class A Common StockF1,F2Dec 17, 2018P4$62.51A481IBrother's Proportionate interest in share held by Rankin Associates VI
Class A Common StockF1,F3Dec 18, 2018P251$62.4261A10,671IServes as trustee of trust for the benefit of Clara Rankin
Class A Common StockF1Dec 18, 2018P502$62.4261A121,162IReporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr.
Class A Common StockF1,F4Dec 18, 2018P1,004$62.4261A63,703Ispouse serves as Trustee of a Trust for the benefit of Victoire G. Rankin
Class A Common StockF1,F4Dec 18, 2018P753$62.4261A32,044IReporting person serves as Trustee of a Trust for the benefit of Bruce T. Rankin
Class A Common StockF1Dec 18, 2018P3$61.14A13,466IServes as Trustee of Trust fbo Clara Rankin representing interest in shares held by RA5
Class A Common StockF1Dec 18, 2018P3$61.14A109,866IReporting Person Serves as Trustee for GSTs for the Benefit of Helen R. Butler
Class A Common StockF1Dec 18, 2018P3$61.14A109,866IReporting Person Serves as Trustee for GSTs for the Benefit of Clara R. Williams
Class A Common StockF1,F5Dec 18, 2018P91$62.47A13,557IServes as Trustee of Trust fbo Clara Rankin representing interest in shares held by RA5
Class A Common Stockholding———21,920IRepresents the proportionate limited partnership interest in shares held by AMR Associates LP
Class A Common Stockholding———14,752IHeld in an Individual Retirement Account for the benefit of the Reporting Person.
Class A Common Stockholding———10,271Iproportionate LP interest in shares held by RA I in qualified annuity interest trust-benefit of AMR
Class A Common Stockholding———541IRepresents the proportionate limited partnership interest in shares held by Rankin Associates II, LP
Class A Common Stockholding———19Iproportionate general partnership interest shares held by RAIV
Class A Common Stockholding———1,087IProportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class A Common Stockholding———543IRepresents the proportionate interest in shares held by RA5
Class A Common Stockholding———1,975Iproportionate LP interest in shares of RA II LP held by Rankin Management Inc as general partner
Class A Common Stockholding———64IProportionate Interest in shares held by RA5 held by Rankin Management Inc.
Class A Common StockF4holding———18,625IReporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin.
Class A Common StockF4holding———42,666Iproportionate LP interest in shares held by RA I LP held in trust for benefit of Bruce Rankin
Class A Common StockF4holding———25,099Iproportionate LP interest in shares held by RA II LP held in trust for benefit of Bruce Rankin
Class A Common StockF4holding———46,182ITrustee of a Trust for the benefit of Bruce T Rankin, Trust's proportionate interest of RAIV
Class A Common StockF4holding———9,600IReporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Class B Common StockF6—holding—————Class A Common Stock25,52425,524I
Class B Common StockF6—holding—————Class A Common Stock14,16014,160I
Class B Common StockF6—holding—————Class A Common Stock17,55617,556I
Class B Common StockF6—holding—————Class A Common Stock18,37318,373I
Class B Common StockF6—holding—————Class A Common Stock541541I
Class B Common StockF6—holding—————Class A Common Stock3131I
Class B Common StockF6—holding—————Class A Common Stock1,7211,721I
Class B Common StockF6—holding—————Class A Common Stock1,9751,975I
Class B Common StockF4,F6—holding—————Class A Common Stock18,62518,625I
Class B Common StockF4,F6—holding—————Class A Common Stock76,33076,330I
Class B Common StockF4,F6—holding—————Class A Common Stock25,09925,099I
Class B Common StockF6—holding—————Class A Common Stock73,16673,166I
Class B Common StockF4,F6—holding—————Class A Common Stock747747I
Class B Common StockF4,F6—holding—————Class A Common Stock9,6009,600I
Class B Common StockF6—holding—————Class A Common Stock94,80994,809I
Class B Common StockF6—holding—————Class A Common Stock94,80994,809I
Class B Common StockF4,F6—holding—————Class A Common Stock21,00621,006I

Explanation of responses