SEC Form 4 · accession 0001127602-18-036748
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Dec 17, 2018
Accepted (ET)
Dec 19, 2018 · 10:02 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Dec 17, 2018 | P | 1 | $61.64 | A | 475 | I | Proportionate interest in shares held by Rankin Associates VI |
| Class A Common StockF1,F2 | Dec 17, 2018 | P | 4 | $62.51 | A | 479 | I | Proportionate interest in shares held by Rankin Associates VI |
| Class A Common StockF1,F3 | Dec 18, 2018 | P | 4 | $62.47 | A | 483 | I | Proportionate interest in shares held by Rankin Associates VI |
| Class A Common Stock | holding | — | — | — | 567 | I | Proportionate limited partnership interest in shares held by RA II LP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF4 | — | holding | — | — | — | — | — | Class A Common Stock | 567 | 567 | I |
Explanation of responses
- F1Shares purchased pursuant to 10b5-1 plan
- F22018-Dec-17-Weighted Average - Share Price represents average price between $62.10 and $62.75.
- F32018-Dec-18-Weighted Average - Share Price represents average price between $62.00 and $62.49.
- F4N/A