Form4insider filings, from the source

SEC Form 4 · accession 0001127602-18-036435

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner
Thomas T Rankin
Other
Period of report
Dec 14, 2018
Accepted (ET)
Dec 17, 2018 · 3:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Class A Common StockF1Dec 14, 2018P9$62.70A23,981IServes as Trustee of GSTs for the benefit of James Rankin
Class A Common StockF1Dec 14, 2018P9$62.70A23,981IServes as Trustee of GSTs for the benefit of Matthew Rankin
Class A Common StockF1Dec 14, 2018P9$62.70A23,981IServes as trustee of GSTs for the benefit of Thomas P. Rankin
Class A Common StockF1Dec 14, 2018P1$62.70A475ISpouse's proportionate interest in shares held by Rankin Associates VI
Class A Common StockF1,F2Dec 14, 2018P47$63.24A24,028IServes as Trustee of GSTs for the benefit of James Rankin
Class A Common StockF1,F2Dec 14, 2018P47$63.24A24,028IServes as Trustee of GSTs for the benefit of Matthew Rankin
Class A Common StockF1,F2Dec 14, 2018P47$63.24A24,028IServes as trustee of GSTs for the benefit of Thomas P. Rankin
Class A Common StockF1,F2Dec 14, 2018P1$63.24A220IReporting person's proportionate interest in shares held in Rankin Associates VI
Class A Common StockF1,F2Dec 14, 2018P2$63.24A477ISpouse's proportionate interest in shares held by Rankin Associates VI
Class A Common StockF3holding———3,622IHeld by Spouse
Class A Common StockF3holding———14,343ISpouses proportionate interest in shares held by RA1
Class A Common StockF3holding———1,843Ispouse's proportionate limited partnership interest in shares held by RA II LP
Class A Common Stockholding———7D
Class A Common Stockholding———19Iproportionate general partnership interest in shares of Rankin Associates IV, L.P held by the Trust
Class A Common Stockholding———25,324Iproportionate interest in shares held in RA1
Class A Common Stockholding———34,849Iproportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stockholding———65,824IProportionate LP interest in shares held in RA4
Class A Common Stockholding———536IProportionate Interest in shares held by RAV
Class A Common Stockholding———63IProportionate interest in shares held by RA5 held by RMI
Class A Common Stockholding———75IProportionate interest in shares held by RA6 held by RMI
Class A Common Stockholding———1,975IProportionate interest in shares held in RMI
Class A Common Stockholding———151,087IReporting Person serves as Trustee of a Trust for the benefit of Thomas T. Rankin

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Class B Common StockF3,F4—holding—————Class A Common Stock3,6223,622I
Class B Common StockF3,F4—holding—————Class A Common Stock25,65725,657I
Class B Common StockF3,F4—holding—————Class A Common Stock1,8431,843I
Class B Common StockF4—holding—————Class A Common Stock6,8896,889I
Class B Common StockF4—holding—————Class A Common Stock6,8896,889I
Class B Common StockF4—holding—————Class A Common Stock6,8896,889I
Class B Common StockF4—holding—————Class A Common Stock77D
Class B Common StockF4—holding—————Class A Common Stock3131I
Class B Common StockF4—holding—————Class A Common Stock45,30045,300I
Class B Common StockF4—holding—————Class A Common Stock34,84934,849I
Class B Common StockF4—holding—————Class A Common Stock104,286104,286I
Class B Common StockF4—holding—————Class A Common Stock1,9751,975I
Class B Common StockF4—holding—————Class A Common Stock145,912145,912I

Explanation of responses