SEC Form 4 · accession 0001127602-18-035535
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Evelyn R Kuipers
Other
Period of report
Dec 4, 2018
Accepted (ET)
Dec 7, 2018 · 1:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Dec 4, 2018 | P | 3 | $64.99 | A | 453 | I | Proportionate interest in shares held by Rankin Associate VI |
| Class A Common StockF1,F3 | Dec 6, 2018 | P | 2 | $62.52 | A | 455 | I | Proportionate interest in shares held by Rankin Associate VI |
| Class A Common Stock | holding | — | — | — | 712 | I | Proportionate ltd partnership interest in shares held by RA II, LP in trust fbo Reporting Person |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF4 | — | holding | — | — | — | — | — | Class A Common Stock | 712 | 712 | I |
Explanation of responses
- F1Shares purchased pursuant to 10b5-1 plan
- F22018-Dec-4-Weighted Average - Share Price represents average price between $64.98 and $64.99.
- F32018-Dec-6-Weighted Average - Share Price represents average price between $62.50 and $62.67.
- F4N/A