SEC Form 4 · accession 0001127602-18-034732
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Nov 27, 2018
Accepted (ET)
Nov 29, 2018 · 3:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Nov 27, 2018 | P | 1 | $64.99 | A | 80 | I | Proportionate interest in shares held by Rankin Associates V |
| Class A Common StockF1 | Nov 27, 2018 | P | 2 | $64.99 | A | 373 | I | Proportionate interest in shares held by Rankin Associates VI |
| Class A Common StockF1,F2 | Nov 28, 2018 | P | 1 | $64.52 | A | 374 | I | Proportionate interest in shares held by Rankin Associates VI |
| Class A Common StockF1,F3 | Nov 28, 2018 | P | 1 | $64.98 | A | 375 | I | Proportionate interest in shares held by Rankin Associates VI |
| Class A Common Stock | holding | — | — | — | 765 | D | ||
| Class A Common Stock | holding | — | — | — | 20,426 | I | Reflects proportionate interests in shares held by Rankin Associates II. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF4 | — | holding | — | — | — | — | — | Class A Common Stock | 20,426 | 20,426 | I |
Explanation of responses
- F1Shares purchased pursuant to 10b5-1 plan
- F22018-Nov-28 -Block 1 Weighted Average- Share Price represents average price between $63.82 and $64.73.
- F32018-Nov-28 -Block 2 Weighted Average- Share Price represents average price between $64.88 and $64.99.
- F4N/A