SEC Form 4 · accession 0001127602-18-034707

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Julia L Rankin

Other

Period of report

Nov 27, 2018

Accepted (ET)

Nov 29, 2018 · 2:37 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	Nov 27, 2018	P	2	$64.99	A	373	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F2	Nov 27, 2018	P	2	$64.99	A	443	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1	Nov 27, 2018	P	3	$64.99	A	443	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1	Nov 27, 2018	P	3	$64.99	A	443	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Nov 28, 2018	P	1	$64.52	A	374	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3,F2	Nov 28, 2018	P	2	$64.52	A	445	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Nov 28, 2018	P	2	$64.52	A	445	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Nov 28, 2018	P	2	$64.52	A	445	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Nov 28, 2018	P	1	$64.98	A	375	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4,F2	Nov 28, 2018	P	1	$64.98	A	446	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Nov 28, 2018	P	1	$64.98	A	446	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Nov 28, 2018	P	1	$64.98	A	446	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F2	holding	—	—		—	712	I	Child's proportionate limited partnership interest in shares held by Rankin Associates II, LP
Class A Common Stock^F2	holding	—	—		—	240	I	By Spouse
Class A Common Stock	holding	—	—		—	13,997	I	proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock	holding	—	—		—	80	I	proportionate interest in shares held by Rankin Associates V
Class A Common Stock	holding	—	—		—	10,242	I	Held by Trust for the benefit of Reporting Person
Class A Common Stock	holding	—	—		—	567	I	Child's proportionate limited partnership interest in shares held by Rankin Associates II, LP

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F2,F5	—	holding	—	—	—	—	—	Class A Common Stock	712	712	I
Class B Common Stock^F2,F5	—	holding	—	—	—	—	—	Class A Common Stock	240	240	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	13,997	13,997	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	10,072	10,072	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	567	567	I

Explanation of responses

F1Shares purchased pursuant to 10b5-1 plan
F2Reporting Person disclaims beneficial ownership of all such shares.
F32018-Nov-28 -Block 1 Weighted Average- Share Price represents average price between $63.82 and $64.73.
F42018-Nov-28 -Block 2 Weighted Average- Share Price represents average price between $64.88 and $64.99.
F5N/A