SEC Form 4 · accession 0001127602-18-034418

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Chloe R Seelbach

Other

Period of report

Nov 23, 2018

Accepted (ET)

Nov 27, 2018 · 2:55 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	Nov 23, 2018	P	3	$64.99	A	370	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1	Nov 23, 2018	P	3	$64.99	A	439	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1	Nov 23, 2018	P	2	$64.99	A	438	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1	Nov 23, 2018	P	2	$64.99	A	438	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1	Nov 23, 2018	P	2	$64.99	A	438	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1	Nov 26, 2018	P	1	$64.99	A	80	I	proportionate interest in shares held by Rankin Associates V
Class A Common Stock^F1	Nov 26, 2018	P	1	$64.99	A	371	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1	Nov 26, 2018	P	2	$64.99	A	441	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1	Nov 26, 2018	P	2	$64.99	A	440	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1	Nov 26, 2018	P	2	$64.99	A	440	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1	Nov 26, 2018	P	2	$64.99	A	440	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	holding	—	—		—	10,497	I	Reporting Person?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock	holding	—	—		—	7,326	I	Held by Trust for the benefit of Reporting Person.
Class A Common Stock^F2	holding	—	—		—	634	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F2	holding	—	—		—	563	I	Reporting Person is trustee of Trust fbo minor child.
Class A Common Stock^F2	holding	—	—		—	722	I	Held by spouse
Class A Common Stock^F2	holding	—	—		—	1,321	I	Spouse's proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F2	holding	—	—		—	475	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F2	holding	—	—		—	722	I	Reporting Person is trustee of Trust fbo minor child.
Class A Common Stock^F2	holding	—	—		—	853	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F3	—	holding	—	—	—	—	—	Class A Common Stock	10,497	10,497	I
Class B Common Stock^F3	—	holding	—	—	—	—	—	Class A Common Stock	10,756	10,756	I
Class B Common Stock^F2,F3	—	holding	—	—	—	—	—	Class A Common Stock	634	634	I
Class B Common Stock^F2,F3	—	holding	—	—	—	—	—	Class A Common Stock	563	563	I
Class B Common Stock^F2,F3	—	holding	—	—	—	—	—	Class A Common Stock	722	722	I
Class B Common Stock^F2,F3	—	holding	—	—	—	—	—	Class A Common Stock	1,321	1,321	I
Class B Common Stock^F2,F3	—	holding	—	—	—	—	—	Class A Common Stock	475	475	I
Class B Common Stock^F2,F3	—	holding	—	—	—	—	—	Class A Common Stock	722	722	I
Class B Common Stock^F2,F3	—	holding	—	—	—	—	—	Class A Common Stock	853	853	I

Explanation of responses

F1Shares purchased pursuant to 10b5-1 plan
F2Reporting Person disclaims beneficial ownership of all such shares.
F3N/A