SEC Form 4 · accession 0001127602-18-034412
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Nov 23, 2018
Accepted (ET)
Nov 27, 2018 · 2:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Nov 23, 2018 | P | 3 | $64.99 | A | 370 | I | Proportionate interest in shares held by Rankin Associates VI |
| Class A Common StockF1 | Nov 26, 2018 | P | 1 | $64.99 | A | 371 | I | Proportionate interest in shares held by Rankin Associates VI |
| Class A Common Stock | holding | — | — | — | 10,242 | D | ||
| Class A Common Stock | holding | — | — | — | 13,997 | I | Reporting Person?s proportionate interests in shares held by Rankin Associates II. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2 | — | holding | — | — | — | — | — | Class A Common Stock | 10,072 | 10,072 | D |
| Class B Common StockF2 | — | holding | — | — | — | — | — | Class A Common Stock | 13,997 | 13,997 | I |
Explanation of responses
- F1Shares purchased pursuant to 10b5-1 plan
- F2N/A