SEC Form 4 · accession 0001127602-18-034099

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Scott W Seelbach

Other

Period of report

Nov 20, 2018

Accepted (ET)

Nov 21, 2018 · 12:17 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2	Nov 20, 2018	P	1	$64.99	A	79	I	Spouse's proportionate interest in shares held by Rankin Associates V
Class A Common Stock^F1,F3,F2	Nov 20, 2018	P	2	$63.99	A	367	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Nov 20, 2018	P	2	$63.99	A	436	I	Proportionate interest in share held by Rankin Associates VI
Class A Common Stock^F1,F3	Nov 20, 2018	P	2	$63.99	A	435	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Nov 20, 2018	P	2	$63.99	A	435	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Nov 20, 2018	P	2	$63.99	A	435	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1	Nov 20, 2018	P	1	$64.99	A	436	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1	Nov 20, 2018	P	1	$64.99	A	436	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1	Nov 20, 2018	P	1	$64.99	A	436	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F2	holding	—	—		—	10,497	I	Spouse's proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F2	holding	—	—		—	7,326	I	Held in trust fbo Reporting Person's spouse.
Class A Common Stock^F2	holding	—	—		—	634	I	Minor child's trust's proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F2	holding	—	—		—	563	I	Reporting Person?s spouse is co-trustee of a Trust fbo minor child.
Class A Common Stock	holding	—	—		—	722	D
Class A Common Stock	holding	—	—		—	1,321	I	Reporting Person?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F2	holding	—	—		—	475	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F2	holding	—	—		—	722	I	Reporting Person?s spouse is co-trustee of a Trust fbo minor child.
Class A Common Stock^F2	holding	—	—		—	853	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F2,F4	—	holding	—	—	—	—	—	Class A Common Stock	10,497	10,497	I
Class B Common Stock^F2,F4	—	holding	—	—	—	—	—	Class A Common Stock	10,756	10,756	I
Class B Common Stock^F2,F4	—	holding	—	—	—	—	—	Class A Common Stock	634	634	I
Class B Common Stock^F2,F4	—	holding	—	—	—	—	—	Class A Common Stock	563	563	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	722	722	D
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	1,321	1,321	I
Class B Common Stock^F2,F4	—	holding	—	—	—	—	—	Class A Common Stock	475	475	I
Class B Common Stock^F2,F4	—	holding	—	—	—	—	—	Class A Common Stock	722	722	I
Class B Common Stock^F2,F4	—	holding	—	—	—	—	—	Class A Common Stock	853	853	I

Explanation of responses

F1Shares purchased pursuant to 10b5-1 plan
F2Reporting Person disclaims beneficial ownership of all such shares.
F32018-Nov-20-Weighted Average - Share Price represents average price between $63.79 and $64.07.
F4N/A