SEC Form 4 · accession 0001127602-18-033970

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Other

Period of report

Nov 15, 2018

Accepted (ET)

Nov 20, 2018 · 3:38 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	Nov 15, 2018	G	78	$0.00	A	78	I	proportionate interest in shares held by Rankin Associates V
Class A Common Stock^F1,F2	Nov 16, 2018	P	3	$63.31	A	432	I	Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock^F1,F2	Nov 16, 2018	P	3	$63.31	A	432	I	Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock^F1,F2	Nov 16, 2018	P	2	$63.31	A	364	I	Proportionate interest in Rankin Associates VI
Class A Common Stock^F1	Nov 19, 2018	P	1	$63.71	A	79	I	proportionate interest in shares held by Rankin Associates V
Class A Common Stock^F1	Nov 19, 2018	P	2	$63.71	A	434	I	Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock^F1	Nov 19, 2018	P	2	$63.71	A	434	I	Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock^F1	Nov 19, 2018	P	2	$63.71	A	366	I	Proportionate interest in Rankin Associates VI
Class A Common Stock	holding	—	—		—	569	I	Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc II shares
Class A Common Stock	holding	—	—		—	761	I	Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc II shares
Class A Common Stock	holding	—	—		—	8,492	I	By Trust
Class A Common Stock	holding	—	—		—	16,134	I	Represents Reporting Person's proportionate interest in shares held by Rankin Associates II, L.P.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F3	—	holding	—	—	—	—	—	Class A Common Stock	569	569	I
Class B Common Stock^F3	—	holding	—	—	—	—	—	Class A Common Stock	761	761	I
Class B Common Stock^F3	—	holding	—	—	—	—	—	Class A Common Stock	8,322	8,322	I
Class B Common Stock^F3	—	holding	—	—	—	—	—	Class A Common Stock	16,134	16,134	I

F1Shares purchased pursuant to 10b5-1 plan
F22018-Nov-16-Weighted Average - Share Price represents average price between $62.90 and $63.50.
F3N/A