SEC Form 4 · accession 0001127602-18-033967

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Other

Period of report

Nov 15, 2018

Accepted (ET)

Nov 20, 2018 · 3:36 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	Nov 15, 2018	G	78	$0.00	A	78	I	Spouse's proportionate interest in shares held by Rankin Associates V
Class A Common Stock^F2,F3,F1	Nov 16, 2018	P	1	$63.31	A	165	I	Spouse's proportionate interests in shares held by Rankin Associates VI
Class A Common Stock^F2,F3	Nov 16, 2018	P	3	$63.31	A	431	I	Child's proportionate limited partnership interest in shares held by RA VI
Class A Common Stock^F2,F1	Nov 19, 2018	P	1	$63.71	A	166	I	Spouse's proportionate interests in shares held by Rankin Associates VI
Class A Common Stock^F2	Nov 19, 2018	P	2	$63.71	A	234	I	Reporting Person?s trust?s proportionate interests in shares held by Rankin Associates VI
Class A Common Stock^F2	Nov 19, 2018	P	2	$63.71	A	433	I	Child's proportionate limited partnership interest in shares held by RA VI
Class A Common Stock	holding	—	—		—	669	I	Child's proportionate limited partnership interest in shares held by RA II LP
Class A Common Stock^F1	holding	—	—		—	10,895	I	Spouse's proportionate interests in shares held by Rankin Associates II
Class A Common Stock^F1	holding	—	—		—	769	I	Held by a Trust for the benefit of Reporting Person's Spouse

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	669	669	I
Class B Common Stock^F1,F4	—	holding	—	—	—	—	—	Class A Common Stock	10,895	10,895	I
Class B Common Stock^F1,F4	—	holding	—	—	—	—	—	Class A Common Stock	10,027	10,027	I

F1Reporting Person disclaims beneficial ownership of all such shares.
F2Shares purchased pursuant to 10b5-1 plan
F32018-Nov-16-Weighted Average - Share Price represents average price between $62.90 and $63.50.
F4N/A