SEC Form 4 · accession 0001127602-18-033962
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Nov 16, 2018
Accepted (ET)
Nov 20, 2018 · 3:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Nov 16, 2018 | P | 3 | $63.31 | A | 431 | I | Proportionate interest in shares held by Rankin Associates VI |
| Class A Common StockF1 | Nov 19, 2018 | P | 2 | $63.71 | A | 433 | I | Proportionate interest in shares held by Rankin Associates VI |
| Class A Common Stock | holding | — | — | — | 475 | I | Reporting Person?s proportionate interests in shares held by Rankin Associates II. | |
| Class A Common Stock | holding | — | — | — | 722 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF3 | — | holding | — | — | — | — | — | Class A Common Stock | 475 | 475 | I |
| Class B Common StockF3 | — | holding | — | — | — | — | — | Class A Common Stock | 722 | 722 | D |
Explanation of responses
- F1Shares purchased pursuant to 10b5-1 plan
- F22018-Nov-16-Weighted Average - Share Price represents average price between $62.90 and $63.50.
- F3N/A