SEC Form 4 · accession 0001127602-18-033933

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Other

Period of report

Nov 15, 2018

Accepted (ET)

Nov 20, 2018 · 2:57 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	Nov 15, 2018	G	78	$0.00	A	78	I	Proportionate interest in shares held by Rankin Associates V
Class A Common Stock^F2,F3,F1	Nov 16, 2018	P	1	$63.31	A	79	I	Proportionate interest in shares held by Rankin Associates V
Class A Common Stock^F2,F3,F1	Nov 16, 2018	P	2	$63.31	A	363	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F2,F1	Nov 19, 2018	P	2	$63.71	A	365	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	holding	—	—		—	17,987	I	proportionate LP interest in shares held by RA II LP which is held in a trust
Class A Common Stock	holding	—	—		—	3,738	I	Held by Trust fbo Reporting Person
Class A Common Stock	holding	—	—		—	1,516	I	Held by Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	17,987	17,987	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	3,738	3,738	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	751	751	I

F1held in trust u/a/d 8/12/2012
F2Shares purchased pursuant to 10b5-1 plan
F32018-Nov-16-Weighted Average - Share Price represents average price between $62.90 and $63.50.
F4N/A