SEC Form 4 · accession 0001127602-18-033914
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Nov 15, 2018
Accepted (ET)
Nov 20, 2018 · 2:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Nov 15, 2018 | G | 103,061 | $0.00 | D | 12,461 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF2 | Nov 16, 2018 | P | 134 | $63.3146 | A | 7,875 | D | |
| Class A Common StockF2,F3,F1 | Nov 16, 2018 | P | 50 | $63.31 | A | 12,511 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF2 | Nov 19, 2018 | P | 133 | $63.7977 | A | 8,008 | D | |
| Class A Common StockF2,F1 | Nov 19, 2018 | P | 44 | $63.71 | A | 12,555 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF2,F1 | Nov 19, 2018 | P | 6 | $65.00 | A | 12,561 | I | Proportionate Interest in Shares held by Rankin Associates V |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Representing proportionate interest in shares held by RA V
- F2Shares purchased pursuant to 10b5-1 plan
- F32018-Nov-16-Weighted Average - Share Price represents average price between $62.90 and $63.50.