SEC Form 4 · accession 0001127602-18-033383

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Matthew M Rankin

Other

Period of report

Nov 14, 2018

Accepted (ET)

Nov 16, 2018 · 3:36 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2	Nov 14, 2018	P	2	$62.93	A	358	I	Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F2	Nov 14, 2018	P	2	$62.93	A	425	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F2	Nov 14, 2018	P	2	$62.93	A	424	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F2	Nov 14, 2018	P	2	$62.93	A	424	I	Child's proportionate interest in shares held by Rankin Associate VI
Class A Common Stock^F1,F3	Nov 15, 2018	P	2	$61.87	A	360	I	Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Nov 15, 2018	P	2	$61.87	A	427	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Nov 15, 2018	P	2	$61.87	A	426	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Nov 15, 2018	P	2	$61.87	A	426	I	Child's proportionate interest in shares held by Rankin Associate VI
Class A Common Stock^F1,F4	Nov 15, 2018	P	2	$62.24	A	362	I	Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Nov 15, 2018	P	4	$62.24	A	431	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Nov 15, 2018	P	3	$62.24	A	429	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Nov 15, 2018	P	3	$62.24	A	429	I	Child's proportionate interest in shares held by Rankin Associate VI
Class A Common Stock^F5	holding	—	—		—	722	I	Held by Reporting Person's spouse.
Class A Common Stock^F5	holding	—	—		—	2,058	I	Spouse's proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F5	holding	—	—		—	1,860	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F5	holding	—	—		—	645	I	Reporting Person is co-trustee of a Trust fbo minor child.
Class A Common Stock	holding	—	—		—	500	D
Class A Common Stock	holding	—	—		—	9,000	I	Reporting Person?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock	holding	—	—		—	10,838	I	Held through a trust of which the Reporting Person is trustee
Class A Common Stock^F5	holding	—	—		—	1,712	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F5	holding	—	—		—	563	I	Reporting Person is co-trustee of a Trust fbo minor child.

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F5,F6	—	holding	—	—	—	—	—	Class A Common Stock	722	722	I
Class B Common Stock^F5,F6	—	holding	—	—	—	—	—	Class A Common Stock	2,058	2,058	I
Class B Common Stock^F5,F6	—	holding	—	—	—	—	—	Class A Common Stock	1,860	1,860	I
Class B Common Stock^F5,F6	—	holding	—	—	—	—	—	Class A Common Stock	645	645	I
Class B Common Stock^F6	—	holding	—	—	—	—	—	Class A Common Stock	500	500	D
Class B Common Stock^F6	—	holding	—	—	—	—	—	Class A Common Stock	9,000	9,000	I
Class B Common Stock^F6	—	holding	—	—	—	—	—	Class A Common Stock	11,170	11,170	I
Class B Common Stock^F5,F6	—	holding	—	—	—	—	—	Class A Common Stock	1,712	1,712	I
Class B Common Stock^F5,F6	—	holding	—	—	—	—	—	Class A Common Stock	563	563	I

Explanation of responses

F1Shares purchased pursuant to 10b5-1 plan
F22018-Nov-14-Weighted Average - Share Price represents average price between $62.78 and $63.00.
F32018-Nov-15 -Block 1 Weighted Average- Share Price represents average price between $61.02 and $62.00.
F42018-Nov-15 -Block 2 Weighted Average- Share Price represents average price between $62.10 and $62.45.
F5Reporting Person disclaims beneficial ownership of all such shares.
F6N/A