SEC Form 4 · accession 0001127602-18-033382

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Thomas Parker Rankin

Other

Period of report

Nov 14, 2018

Accepted (ET)

Nov 16, 2018 · 3:34 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2	Nov 14, 2018	P	2	$62.93	A	424	I	Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock^F1,F2	Nov 14, 2018	P	2	$62.93	A	424	I	Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock^F1,F2	Nov 14, 2018	P	2	$62.93	A	358	I	Proportionate interest in Rankin Associates VI
Class A Common Stock^F1,F3	Nov 15, 2018	P	2	$61.87	A	426	I	Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock^F1,F3	Nov 15, 2018	P	2	$61.87	A	426	I	Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock^F1,F3	Nov 15, 2018	P	2	$61.87	A	360	I	Proportionate interest in Rankin Associates VI
Class A Common Stock^F1,F4	Nov 15, 2018	P	3	$62.24	A	429	I	Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock^F1,F4	Nov 15, 2018	P	3	$62.24	A	429	I	Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock^F1,F4	Nov 15, 2018	P	2	$62.24	A	362	I	Proportionate interest in Rankin Associates VI
Class A Common Stock	holding	—	—		—	569	I	Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc II shares
Class A Common Stock	holding	—	—		—	761	I	Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc II shares
Class A Common Stock	holding	—	—		—	8,492	I	By Trust
Class A Common Stock	holding	—	—		—	16,134	I	Represents Reporting Person's proportionate interest in shares held by Rankin Associates II, L.P.

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	569	569	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	761	761	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	8,322	8,322	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	16,134	16,134	I

Explanation of responses

F1Shares purchased pursuant to 10b5-1 plan
F22018-Nov-14-Weighted Average - Share Price represents average price between $62.78 and $63.00.
F32018-Nov-15 -Block 1 Weighted Average- Share Price represents average price between $61.02 and $62.00.
F42018-Nov-15 -Block 2 Weighted Average- Share Price represents average price between $62.10 and $62.45.
F5N/A