SEC Form 4 · accession 0001127602-18-033350
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Nov 14, 2018
Accepted (ET)
Nov 16, 2018 · 3:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Nov 14, 2018 | P | 3 | $62.93 | A | 423 | I | Proportionate interest in shares held by Rankin Associates VI held in trust |
| Class A Common StockF1,F3 | Nov 15, 2018 | P | 2 | $61.87 | A | 425 | I | Proportionate interest in shares held by Rankin Associates VI held in trust |
| Class A Common StockF1,F4 | Nov 15, 2018 | P | 3 | $62.24 | A | 428 | I | Proportionate interest in shares held by Rankin Associates VI held in trust |
| Class A Common Stock | holding | — | — | — | 669 | I | Child's proportionate limited partnership interest in shares held by RA II LP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF5 | — | holding | — | — | — | — | — | Class A Common Stock | 669 | 669 | I |
Explanation of responses
- F1Shares purchased pursuant to 10b5-1 plan
- F22018-Nov-14-Weighted Average - Share Price represents average price between $62.78 and $63.00.
- F32018-Nov-15 -Block 1 Weighted Average- Share Price represents average price between $61.02 and $62.00.
- F42018-Nov-15 -Block 2 Weighted Average- Share Price represents average price between $62.10 and $62.45.
- F5N/A