SEC Form 4 · accession 0001127602-18-033347

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Claiborne R Rankin Jr.

Other

Period of report

Nov 14, 2018

Accepted (ET)

Nov 16, 2018 · 2:57 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2	Nov 14, 2018	P	1	$62.93	A	162	I	Reporting Person?s trust?s proportionate interests in shares held by Rankin Associates VI
Class A Common Stock^F1,F2	Nov 14, 2018	P	2	$62.93	A	229	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F2	Nov 14, 2018	P	3	$62.93	A	423	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Nov 15, 2018	P	1	$61.87	A	163	I	Reporting Person?s trust?s proportionate interests in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Nov 15, 2018	P	1	$61.87	A	230	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Nov 15, 2018	P	2	$61.87	A	425	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Nov 15, 2018	P	1	$62.24	A	164	I	Reporting Person?s trust?s proportionate interests in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Nov 15, 2018	P	2	$62.24	A	232	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Nov 15, 2018	P	3	$62.24	A	428	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	holding	—	—		—	669	I	Child's proportionate limited partnership interest in shares held by RA II LP
Class A Common Stock	holding	—	—		—	10,895	I	Reporting Person?s trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock	holding	—	—		—	769	I	Held by a trust for the benefit of Reporting Person

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	669	669	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	10,895	10,895	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	10,027	10,027	I

Explanation of responses

F1Shares purchased pursuant to 10b5-1 plan
F22018-Nov-14-Weighted Average - Share Price represents average price between $62.78 and $63.00.
F32018-Nov-15 -Block 1 Weighted Average- Share Price represents average price between $61.02 and $62.00.
F42018-Nov-15 -Block 2 Weighted Average- Share Price represents average price between $62.10 and $62.45.
F5N/A