SEC Form 4 · accession 0001127602-18-033346

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Chloe O Rankin

Other

Period of report

Nov 14, 2018

Accepted (ET)

Nov 16, 2018 · 2:56 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2	Nov 14, 2018	P	1	$62.93	A	231	I	Spouse's Interest in Shares held by Rankin Associates V
Class A Common Stock^F1,F2	Nov 14, 2018	P	1	$62.93	A	67	I	Spouse's interest in shares held by RA6 held by Rankin Management
Class A Common Stock^F1,F2	Nov 14, 2018	P	60	$62.93	A	13,782	I	Spouse serves as trustee of GSTs for the benefit of Chloe R. Seelbach
Class A Common Stock^F1,F2	Nov 14, 2018	P	60	$62.93	A	13,782	I	Spouse serves as trustee of GSTs for the benefit of Claiborne Rankin Jr.
Class A Common Stock^F1,F2	Nov 14, 2018	P	60	$62.93	A	13,782	I	Spouse serves as trustee of GSTs for the benefit of Julia Kuipers
Class A Common Stock^F1,F2	Nov 14, 2018	P	1	$62.93	A	196	I	Spouse's proportionate interest in shares held in Rankin Associates VI
Class A Common Stock^F1,F2	Nov 14, 2018	P	2	$62.93	A	424	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Nov 15, 2018	P	1	$61.87	A	232	I	Spouse's Interest in Shares held by Rankin Associates V
Class A Common Stock^F1,F4	Nov 15, 2018	P	1	$62.24	A	59	I	Spouse's interest in shares held by RA5 held by Rankin Management
Class A Common Stock^F1,F4	Nov 15, 2018	P	1	$62.24	A	233	I	Spouse's Interest in Shares held by Rankin Associates V
Class A Common Stock^F1,F3	Nov 15, 2018	P	50	$61.87	A	13,832	I	Spouse serves as trustee of GSTs for the benefit of Chloe R. Seelbach
Class A Common Stock^F1,F3	Nov 15, 2018	P	50	$61.87	A	13,832	I	Spouse serves as trustee of GSTs for the benefit of Claiborne Rankin Jr.
Class A Common Stock^F1,F3	Nov 15, 2018	P	50	$61.87	A	13,832	I	Spouse serves as trustee of GSTs for the benefit of Julia Kuipers
Class A Common Stock^F1,F3	Nov 15, 2018	P	1	$61.87	A	197	I	Spouse's proportionate interest in shares held in Rankin Associates VI
Class A Common Stock^F1,F3	Nov 15, 2018	P	2	$61.87	A	426	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Nov 15, 2018	P	1	$62.24	A	68	I	Spouse's interest in shares held by RA6 held by Rankin Management
Class A Common Stock^F1,F4	Nov 15, 2018	P	69	$62.24	A	13,901	I	Spouse serves as trustee of GSTs for the benefit of Chloe R. Seelbach
Class A Common Stock^F1,F4	Nov 15, 2018	P	69	$62.24	A	13,901	I	Spouse serves as trustee of GSTs for the benefit of Claiborne Rankin Jr.
Class A Common Stock^F1,F4	Nov 15, 2018	P	69	$62.24	A	13,901	I	Spouse serves as trustee of GSTs for the benefit of Julia Kuipers
Class A Common Stock^F1,F4	Nov 15, 2018	P	1	$62.24	A	198	I	Spouse's proportionate interest in shares held in Rankin Associates VI
Class A Common Stock^F1,F4	Nov 15, 2018	P	3	$62.24	A	429	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	holding	—	—		—	35,857	I	proportionate LP interest in shares held by RA1
Class A Common Stock	holding	—	—		—	2,116	I	proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock	holding	—	—		—	2,283	I	serves as Trustee of a Trust for the benefit of Chloe O. Rankin
Class A Common Stock^F5	holding	—	—		—	19	I	spouses proportionate GP interest in shares of RA IV
Class A Common Stock^F5	holding	—	—		—	14,567	I	spouse proportionate limited partnership interest in shares held by RA I LP
Class A Common Stock^F5	holding	—	—		—	35,628	I	spouse's proportionate interest in shares held by RAII
Class A Common Stock^F5	holding	—	—		—	65,824	I	proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class A Common Stock^F5	holding	—	—		—	1,975	I	spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI)
Class A Common Stock^F5	holding	—	—		—	132,073	I	spouse serves as Trustee of a Trust for the benefit of Claiborne R. Rankin

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F6	—	holding	—	—	—	—	—	Class A Common Stock	64,143	64,143	I
Class B Common Stock^F6	—	holding	—	—	—	—	—	Class A Common Stock	2,116	2,116	I
Class B Common Stock^F6	—	holding	—	—	—	—	—	Class A Common Stock	2,783	2,783	I
Class B Common Stock^F5,F6	—	holding	—	—	—	—	—	Class A Common Stock	31	31	I
Class B Common Stock^F5,F6	—	holding	—	—	—	—	—	Class A Common Stock	26,057	26,057	I
Class B Common Stock^F5,F6	—	holding	—	—	—	—	—	Class A Common Stock	35,628	35,628	I
Class B Common Stock^F5,F6	—	holding	—	—	—	—	—	Class A Common Stock	104,286	104,286	I
Class B Common Stock^F5,F6	—	holding	—	—	—	—	—	Class A Common Stock	1,975	1,975	I
Class B Common Stock^F5,F6	—	holding	—	—	—	—	—	Class A Common Stock	123,760	123,760	I
Class B Common Stock^F6	—	holding	—	—	—	—	—	Class A Common Stock	6,889	6,889	I
Class B Common Stock^F6	—	holding	—	—	—	—	—	Class A Common Stock	6,889	6,889	I
Class B Common Stock^F6	—	holding	—	—	—	—	—	Class A Common Stock	6,889	6,889	I

Explanation of responses

F1Shares purchased pursuant to 10b5-1 plan
F22018-Nov-14-Weighted Average - Share Price represents average price between $62.78 and $63.00.
F32018-Nov-15 -Block 1 Weighted Average- Share Price represents average price between $61.02 and $62.00.
F42018-Nov-15 -Block 2 Weighted Average- Share Price represents average price between $62.10 and $62.45.
F5Reporting Person disclaims beneficial ownership of all such shares.
F6N/A