SEC Form 4 · accession 0001127602-18-033341

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Other

Period of report

Nov 14, 2018

Accepted (ET)

Nov 16, 2018 · 2:50 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2,F3	Nov 14, 2018	P	2	$62.93	A	357	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4,F3	Nov 15, 2018	P	2	$61.87	A	359	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F5,F3	Nov 15, 2018	P	2	$62.24	A	361	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	holding	—	—		—	17,987	I	proportionate LP interest in shares held by RA II LP which is held in a trust
Class A Common Stock	holding	—	—		—	3,738	I	Held by Trust fbo Reporting Person
Class A Common Stock	holding	—	—		—	1,516	I	Held by Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F6	—	holding	—	—	—	—	—	Class A Common Stock	17,987	17,987	I
Class B Common Stock^F6	—	holding	—	—	—	—	—	Class A Common Stock	3,738	3,738	I
Class B Common Stock^F6	—	holding	—	—	—	—	—	Class A Common Stock	751	751	I

F1Shares purchased pursuant to 10b5-1 plan
F22018-Nov-14-Weighted Average - Share Price represents average price between $62.78 and $63.00.
F3held in trust u/a/d 8/12/2012
F42018-Nov-15 -Block 1 Weighted Average- Share Price represents average price between $61.02 and $62.00.
F52018-Nov-15 -Block 2 Weighted Average- Share Price represents average price between $62.10 and $62.45.
F6N/A