SEC Form 4 · accession 0001127602-18-033339

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Other

Period of report

Nov 14, 2018

Accepted (ET)

Nov 16, 2018 · 2:47 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	Nov 14, 2018	P	403	$62.9331	A	22,439	I	Held by Trust for the benefit of Reporting Person.
Class A Common Stock^F1,F2	Nov 14, 2018	P	2	$62.93	A	425	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1	Nov 15, 2018	P	807	$62.0836	A	23,246	I	Held by Trust for the benefit of Reporting Person.
Class A Common Stock^F1,F3	Nov 15, 2018	P	2	$61.87	A	427	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Nov 15, 2018	P	4	$62.24	A	431	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	holding	—	—		—	42,666	I	proportionate limited partnership interest in shares held by Rankin Associates I, L.P held in trust
Class A Common Stock	holding	—	—		—	25,099	I	proportionate limited partnership interests in shares held by RA II, L.P., held in a trust
Class A Common Stock	holding	—	—		—	46,182	I	proportionate limited partnership interest in shares of Rankin Associates IV, L.P held in trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	747	747	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	76,330	76,330	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	25,099	25,099	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	73,166	73,166	I

F1Shares purchased pursuant to 10b5-1 plan
F22018-Nov-14-Weighted Average - Share Price represents average price between $62.78 and $63.00.
F32018-Nov-15 -Block 1 Weighted Average- Share Price represents average price between $61.02 and $62.00.
F42018-Nov-15 -Block 2 Weighted Average- Share Price represents average price between $62.10 and $62.45.
F5N/A