SEC Form 4 · accession 0001127602-18-033338
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Nov 14, 2018
Accepted (ET)
Nov 16, 2018 · 2:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Nov 14, 2018 | P | 134 | $62.9331 | A | 7,472 | D | |
| Class A Common StockF1,F2,F3 | Nov 14, 2018 | P | 466 | $62.93 | A | 114,591 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1 | Nov 15, 2018 | P | 269 | $62.0836 | A | 7,741 | D | |
| Class A Common StockF1,F4,F3 | Nov 15, 2018 | P | 390 | $61.87 | A | 114,981 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F5,F3 | Nov 15, 2018 | P | 541 | $62.24 | A | 115,522 | I | Proportionate Interest in Shares held by Rankin Associates V |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares purchased pursuant to 10b5-1 plan
- F22018-Nov-14-Weighted Average - Share Price represents average price between $62.78 and $63.00.
- F3Representing proportionate interest in shares held by RA V
- F42018-Nov-15 -Block 1 Weighted Average- Share Price represents average price between $61.02 and $62.00.
- F52018-Nov-15 -Block 2 Weighted Average- Share Price represents average price between $62.10 and $62.45.