SEC Form 4 · accession 0001127602-18-033317

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Other

Period of report

Nov 14, 2018

Accepted (ET)

Nov 16, 2018 · 2:13 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2	Nov 14, 2018	P	2	$62.93	A	424	I	Proportionate interest of shares held by Rankin Associates VI held in trust
Class A Common Stock^F1,F3	Nov 15, 2018	P	2	$61.87	A	426	I	Proportionate interest of shares held by Rankin Associates VI held in trust
Class A Common Stock^F1,F4	Nov 15, 2018	P	3	$62.24	A	429	I	Proportionate interest of shares held by Rankin Associates VI held in trust
Class A Common Stock	holding	—	—		—	279	I	proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock	holding	—	—		—	4,513	D
Class A Common Stock	holding	—	—		—	8,416	I	Proportionate limited partnership interests in shares held by Rankin Associates II

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	326	326	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	3,683	3,683	D
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	8,416	8,416	I

F1Shares purchased pursuant to 10b5-1 plan
F22018-Nov-14-Weighted Average - Share Price represents average price between $62.78 and $63.00.
F32018-Nov-15 -Block 1 Weighted Average- Share Price represents average price between $61.02 and $62.00.
F42018-Nov-15 -Block 2 Weighted Average- Share Price represents average price between $62.10 and $62.45.
F5N/A