SEC Form 4 · accession 0001127602-18-032239
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elisabeth M Rankin
Other
Period of report
Nov 2, 2018
Accepted (ET)
Nov 6, 2018 · 3:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Nov 2, 2018 | P | 1 | $63.50 | A | 189 | I | Proportionate interest in shares held by Rankin Associates VI |
| Class A Common StockF1,F3,F2 | Nov 5, 2018 | P | 1 | $64.98 | A | 190 | I | Proportionate interest in shares held by Rankin Associates VI |
| Class A Common Stock | holding | — | — | — | 200 | I | Shares held by Trust fbo reporting person | |
| Class A Common Stock | holding | — | — | — | 765 | I | Held by Trust fbo reporting person | |
| Class A Common Stock | holding | — | — | — | 20,119 | I | Reporting Person?s trust?s proportionate interests in shares held by Rankin Associates II. | |
| Class A Common Stock | holding | — | — | — | 1,851 | I | Mother is trustee of a trust fbo Reporting Person. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF4 | — | holding | — | — | — | — | — | Class A Common Stock | 200 | 200 | I |
| Class B Common StockF4 | — | holding | — | — | — | — | — | Class A Common Stock | 20,119 | 20,119 | I |
| Class B Common StockF4 | — | holding | — | — | — | — | — | Class A Common Stock | 1,851 | 1,851 | I |
Explanation of responses
- F1Shares purchased pursuant to 10b5-1 plan
- F2held in trust u/a/d 12/30/2015
- F32018-Nov-5-Weighted Average - Share Price represents average price between $64.83 and $64.99.
- F4N/A